, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues Reviewing and scoring..., compliance and internal audit Representing the firm in front of C-level executives (COO, CFO, CCO, CTO) at third party fund...
surveillance for existing ratings. Manage project development workflow and compliance Prepare and present new transactions... to our Compliance team (days vary by region). These investments will be reviewed to ensure they meet Code of Ethics requirements...
surveillance for existing ratings. Manage project development workflow and compliance Prepare and present new transactions... to our Compliance team (days vary by region). These investments will be reviewed to ensure they meet Code of Ethics requirements...
team on insurance products and insurance planning strategies, and any related compliance guardrails. Assisting in the...
as assigned. Monitoring of various reports to insure all necessary compliance requirements are met and maintained. Reporting...
for driving technical accounting excellence, overseeing global internal controls and SOX compliance, and participating in M... across Sony Music, ensuring compliance with IFRS and Sony Corporate policy while supporting complex transactions and strategic...
, validate, and prioritize AI use cases across operational efficiency, client experience, and compliance — e.g., onboarding...
, and for ensuring compliance with internal requirements and procedures (i.e., QA/QC). · Participate in the production of materials...
organized, detail-oriented professional who thrives in a fast-paced environment and has deep expertise in compliance, legal... operations, ensuring compliance with New York City and State regulations, tax abatements, and legal procedures. Lead, mentor...
measurable growth and development are achieved. Actively ensures compliance with the Bank's Business Standards of Conduct..., and other regulatory and compliance policies and procedures. Successfully completes all requisite corporate and business line compliance...
and investment banking, enterprise valuation, legal, tax, accounting, treasury, capital markets, compliance, credit risk and market...
reporting obligations. This role will partner with front office, Technology, Legal, and Compliance to ensure accurate, complete...
Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units..., with compliance, regulatory or audit experience preferred > Experience with institutional, investment management and retail...
-sell other bank products and deposit services. Develop new products to support client requirements Compliance and Risk... information to Middle Office for review Comply with bank policies (Credit Risk, Compliance, New Product Management...
-sell other bank products and deposit services. Develop new products to support client requirements Compliance and Risk... information to Middle Office for review Comply with bank policies (Credit Risk, Compliance, New Product Management...
relations, asset-backed lending, or portfolio servicing platforms Experience working with regulatory and compliance-conscious...
, (includes operations, operational risk management, compliance, audit, and third-party risk management within technology...
compliance with the Policy, including remediation of positions in those holdings as necessary....
financials are prepared in compliance with Corporate guidelines and GAAP, submitting all reports accurately and on time...
with the firm's credit, legal, compliance, and operations teams Mentor and train junior talent Requirements: Bachelor...