, Compliance, operational, sales and service, and profitability objectives of the bank. Make regular business development calls... bank in the community through involvement in various civic and charitable activities. Assure compliance with the bank...
of Data Governance GI Business Partners: GI Front Office, Investment Compliance, GI Data Management (Japan), Investment...
of Data Governance GI Business Partners: GI Front Office, Investment Compliance, GI Data Management (Japan), Investment...
troubleshooting, process improvements, and regulatory compliance without writing code. Strong analytical skills, back office acumen... amounts and implement corrective actions that preserve liquidity and regulatory compliance. Vendor & Master‑Data Coordination...
Department Profile Professionals within Legal and Compliance provide a wide range of services to our business units... or CFPB or in a similar position in the financial services industry or legal /compliance/regulatory background. > Critical...
results. Monitor adherence to all relevant Human Resource-related policies and practices. Rigorously manage HR compliance...
and other ancillary documents) to ensure compliance with applicable laws, regulations and approvals. 4. Track and manage outside legal... of issues to be tracked during term of the loan. 6. Track compliance of legal loan documents to term-sheet and loan approval...
will also work closely with Compliance and Legal to effectively manage interpretive matters, exams, and regulator interactions...
of delivering partner-driven business outcomes Exceptional cross-functional operator - able to align Product, Legal, Compliance...
strong experience in transaction banking, risk governance, and regulatory compliance, with a collaborative and forward-thinking mindset..., offering innovative solutions to complex problems. Collaborate with internal stakeholders across Risk, Compliance, Technology...
, manage bond offerings, and oversee post-issuance tax-exempt debt compliance. Oversee the University’s strategic sourcing.... Resource Allocation & Policy Development: Maintain procurement policies, procedures, and guidelines and ensure compliance...
. WHAT IS THE OPPORTUNITY? The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade... Oversight Program by leading, configuring, and overseeing the design, implementation and administration of the compliance rules...
-to-day FINRA compliance program, including with respect to AMCM’s on-going business and advised funds. The VP of Compliance... in accordance with its compliance program, policies, and procedures as well as applicable federal and state laws. The VP...
, insurance operations, client and broker needs, and underwriting best practices, the VP, Production, Theatre and Venue... compliance requirements for program management and delegated authority arrangements. Proficiency in Microsoft Office Suite...
Jones Risk & Compliance, OPIS and Chemical Market Analytics. Dow Jones is a division of News Corp (Nasdaq: NWS, NWSA; ASX...’s, MarketWatch and others. Working closely with the executive team at Dow Jones, and reporting to the _VP of Product, Commerce...
Job Category: Underwriting Job Description: Professional Liability New York Regional Manager (AVP/ VP) Based... opportunity and compliance with all laws and regulations pertaining to it. Our policy is to provide employment, training...
This executive leadership role is responsible for driving the organization’s sales and marketing vision. The VP will lead national... Skills Freight pricing and carrier negotiation Customs and regulatory compliance Project and operations management...
customized course elements for institutional partners. Leading the development of compliance, risk management, and quality... the organization can adapt and evolve in service of Fellows’ success. Partner with the VP of Program Operations...
. Job Description Supporting the VP People & Culture, as the Director, People and Culture – North and Central America (NCA) for Raffles... with VP People & Culture and Regional Directors, People & Culture to provide day to day oversight of HR operations, ensuring...
is seeking an experienced and strategic leader to serve as Director, Vendor Governance, reporting to the VP Strategic Technology..., contract compliance, and service delivery excellence Lead vendor audits and assessments to identify optimization opportunities...