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Keywords: Vice President, Regulatory Oversight Management, Location: New York City, NY

Page: 4

Project Finance Investment Banking - Vice President (Japanese-fluent)

as Vice President, covering North American Power markets. The ideal candidate will have a strong background in project finance... of screening new deals with senior management for approval. Establish client relationships and work with clients regularly...

Company: MUFG
Location: New York City, NY
Posted Date: 14 Nov 2025

Senior Vice President, Global Security

awareness and engagement. The SVP, Global Security will report to the Executive Vice President & Chief Legal Officer... and business priorities. Manage global security programs using metrics and benchmarking. Global Holistic Risk Management: Lead the...

Posted Date: 09 Nov 2025

Vice President of Health Services (RN Required)

The Vice President of Physical Health is responsible for overseeing the administration, coordination, and strategic... and clinical standards set by Medicaid Managed Care/A 29i. The Vice President is a member of the agency's Agency Leadership Team...

Posted Date: 08 Nov 2025
Salary: $165000 - 180000 per year

Vice President – Volcker Rule Compliance

with stakeholders throughout the Firm including change delivery, project management, regulatory reporting, governance & control... Qualifications This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale...

Company: TD Bank
Location: New York City, NY
Posted Date: 31 Jan 2026
Salary: $175000 - 200000 per year

Vice President, Global Financial Crime Compliance – Global Head of Client Risk Rating (“CRR”) & Customer Due Diligence (“CDD”)

provides second-line policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk... under AEMP 04, Financial Crime Risk Management Policy Support GFCC's response to regulatory exams, audits, and internal reviews...

Company: American Express
Location: New York City, NY
Posted Date: 30 Jan 2026

Global Financial Crimes: ISG Advisory Vice President

the Firm’s management of legal, regulatory and franchise risk. Since 1935, Morgan Stanley is known as a global leader..., oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption, Anti-Tax Evasion, and Government...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 30 Jan 2026

Vice President, Compliance Monitoring Program - TD Securities (US)

institution's products and regulatory requirements and obligations. Advanced project management skills and ability to manage..., guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk. Key...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $150000 - 180000 per year

Vice President, Liquidity Methodology

/risks, and provide guidance on liquidity management Support the production of committee oversight materials and effectively... communicate key information to senior management, internal audit, and regulators Support the team in any regulatory exams...

Posted Date: 25 Jan 2026
Salary: $145000 - 185000 per year

Liquidity Risk Monitoring & Analytics, Assistant Vice President

oversight within the Bank's 2nd Line of Defense Risk Management Department. You will monitor the Bank's liquidity risk from ALM... branch and subsidiaries. Monitor developments in regulatory guidelines, assess requirements and implement compliant...

Company: MUFG
Location: New York City, NY
Posted Date: 24 Jan 2026

Transformation and Controls End User Computation Senior Vice President

and implement action plans in support of regulatory requirements/commitments and Consent Order (CO) initiatives and identify... potential roadblocks and design appropriate mitigation strategies Provide oversight over the EUC governance programs including...

Company: Citigroup
Location: New York City, NY
Posted Date: 24 Jan 2026

Vice President, Internal Fraud Event Response

, business units, technology and 2LOD oversight teams to ensure rapid response to internal fraud risks across American Express... controls to address emerging risks and regulatory changes. Respond to executive and board requests with timely, data-driven...

Company: American Express
Location: New York City, NY
Posted Date: 17 Jan 2026

Vice President - Detection, Reporting and Quality Assurance

appetite, taxonomy, and regulatory expectations. Reporting into the Head of Internal Fraud - 1LOD Center of Excellence (COE... team, business units, technology and 2LOD oversight teams to ensure consistent monitoring, timely rule adjustments...

Company: American Express
Location: New York City, NY
Posted Date: 17 Jan 2026

Corporate Credit Analyst - Senior Vice President

and deteriorating credit trends; recommend and implement timely risk management actions. Provide oversight and guidance for periodic... and visible improvement in Credit Risk Management’s (CRM) ability to effectively risk underwrite transactions and manage...

Company: BBVA
Location: New York City, NY
Posted Date: 17 Jan 2026

Senior Vice President, Accounting

Broker Dealer Finance team, specifically SVP in Broker- Dealer Regulatory Reporting with series 27 license. The candidate... will be part of an 8 person Capital Markets Broker-Dealer Finance team with a leadership role in monitoring regulatory capital...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 03 Jan 2026

Vice President of Commercial Auto

's. Regulatory Compliance and Oversight: Ensure all products comply with regulatory and legal requirements, working closely... nationwide. Founded upon an exceptional culture and led by a collaborative and inclusive management team, our company’s success...

Posted Date: 18 Dec 2025

Vice President of Commercial Auto

management monitoring and KPI's. Regulatory Compliance and Oversight: Ensure all products comply with regulatory and legal... to join our Product Management team and shape the future of our Commercial Auto offerings. This role offers the chance to lead product...

Posted Date: 18 Dec 2025

Senior Vice President, Portfolio Strategy, Royal Bank of Canada (US), New York, NY

with heightened regulatory standards. Partner collaboratively with Executive Leadership, Risk Management, Finance... with Risk Management (i.e. 2LOD). Provide oversight and monitor a comprehensive risk appetite framework across all LOBs...

Posted Date: 12 Dec 2025
Salary: $225000 per year

Vice President, Global Credit Finance - ABF

implementations and other firm initiatives. This leadership role will involve strategic oversight of the finance team... open ended ABF product. In-Office Requirements: 4 days per week in-office Responsibilities Fund Management...

Company: Carlyle
Location: New York City, NY
Posted Date: 04 Dec 2025
Salary: $180000 - 200000 per year

Regulatory Compliance Engineering Lead

a Vice President, Regulatory Compliance Engineering Lead to join our Corporate Technology organization, reporting to the Head.../change management, production support, incident/problem management Domain knowledge across Regulatory Compliance technology...

Posted Date: 30 Jan 2026

ISG Management - Data Group

(DDO) is part of IDG and is responsible for the oversight and integrity of the data used for senior management, regulatory... of that data. Position Description Morgan Stanley is seeking a Vice President who will drive progress across complex, multi...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 21 Dec 2025
Salary: $145000 - 250000 per year