of staff of the firm to commit financial crime, market abuse, manipulation, or other breach of rules or regulations. Complete... department’s risk based testing programme. Carry out quality controls over processes and support the work of the Quality...
concept of market conduct risk and with the types of market abuse that are associated with delinquent sales and trading...Job Description: Job Title: Audit Supervisor – Global Markets Audit Corporate Title: Vice President Location...
An exceptional opportunity has arisen for an experienced compliance professional to step into a Vice President... compliance standards are maintained throughout the organisation. What you'll do: As Vice President Compliance Advisory...
such as financial crime or market abuse. Participate actively in departmental compliance and conduct risk assessment exercises...An exceptional opportunity has arisen for a Vice President Compliance Testing and Monitoring to join a globally...