on Americas Operations and Finance. Key coverage areas include Equity and Fixed Income operational groups, particularly regulatory... regulatory requirements via the firm's testing, monitoring facilities and working alongside the compliance testing function. >...
& Office Operations Officer - Americas to collaborate on office activities, requirements, and overall security posture as it... operations and strategic objectives. Champion the safeguarding of client information within all Americas office premises...
or inquiries related to compliance matters. Ensure adherence to all bank policies and procedures related to regulatory compliance... Bachelor’s degree in Business / Finance / Economics or equivalent required. Master’s degree is a plus. 1 year of professional...
About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation... of regulatory filings for multiple entities under Mizuho US operations, reporting to Mizuho Americas CFO. Summary: Mizuho...
others and is critical to ensuring that our operations adhere to the highest standards of ethical conduct and legal and regulatory compliance... in dentsu’s ) in the Americas which focuses on the 6 pillars of the program: Compliance Risk Assessment, Policies & Procedures...
accountable for regular reporting or process administration, with exposure across operations, IT, compliance and front office... developed GIS applications for all regions (Americas, EMEA, APAC and Tokyo). This role, within the GIS team...
professional to lead the strategic development and management of platforms supporting Structured Equity Finance and Swaps... and regulatory compliance. The successful candidate will have 10+ years of financial technology experience, with a proven track...
Securities ("TDS") is one of the world's leading wholesale banks with operations spread across 15 locations. TDS is a top two... will offer a front-row seat to transformation driven by technological innovation, regulatory changes, and evolving client needs...