GENERAL SUMMARY Assist Financial Advisor (FA) with all administrative related tasks. Provides sales, processing..., operational, administrative, and customer service support to Financial Advisor. Assist in the coordination of activities, travel...
compliance, advisor registration, training programs, reporting processes, and overall operational support. This position ensures... to support audit readiness and regulatory examinations. Financial & Operational Oversight Prepare and issue annual compliance...
- physical, financial, and developmental. Depending on whether it is a part-time or full-time position, some of the benefits... Vacation and Health/Flex Time 6 Holidays plus 1 "MyDay" off FinFit financial coaching and services 401(k) pre-tax...