Job Description What is the opportunity? Trade Surveillance Associate Director to work as part of the EMEA & APAC... Trade Surveillance team providing Market Abuse and Market Conduct Surveillance to Capital Markets (CM), Global Asset...
SUPERVISOR RESPONSIBILITY (3) direct reports: Associate Director, GVP Compliance Senior Manager, GVP Compliance Manager, GxP... and leaders across the business Support and drive the implementation of quality and compliance projects and objectives Stay...
organized, and proactive Associate to join our Control Room within the Conflicts Management and Trade Surveillance Compliance... and Trade Surveillance Compliance, which administers the Code of Ethics, Control Room and trade surveillance program; Financial...