Head of Financial Crime- SMF17Sector: Investment ManagementOverviewAs the Head of Financial Crime you will be responsible for ensuring that the firm complies with its obligations under UK anti-money laundering (AML), counter-terrorist finan...
Compliance Monitoring Manager Overview An exciting opportunity has arisen to join a well-established Financial Services company where you will lead, manage and shape the Compliance Monitoring function and team. Some Key Responsibilities:Lea...
Senior Compliance Policy Officer Overview As the Senior Compliance Policy Officer, you will be key member of the Compliance team to help the business meet the requirements of the FCA and other relevant regulators. Playing a key role in the ...
Compliance Monitoring Officer Overview As a Compliance Monitoring Officer, you will be responsible for conducting second-line file reviews and thematic assessments of investment management activities. Key Responsibilities: Producing high-qu...
Iveson Approach Leeds West Yorkshire LS16 6FR The New Croft Surgery Broadgate Lane Horsforth Leeds LS184SE... out other tasks. This will be dependent upon factors such as workload and staffing levels: a. To provide line management...