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Keywords: Broker III, Location: New York City, NY

Page: 1

Broker III

clients by delivering innovative and effective solutions supporting commercial risk. As a Broker III you will report directly... Broker for Property, Casualty, Worker’s Compensation, Commercial Auto, Umbrella, Excess, and Foreign Package policies...

Company: Aon
Location: New York City, NY
Posted Date: 25 Sep 2025

Broker III

clients by delivering innovative and effective solutions supporting commercial risk. As a Broker III you will report directly... Broker for Property, Casualty, Worker’s Compensation, Commercial Auto, Umbrella, Excess, and Foreign Package policies...

Company: Aon
Location: New York City, NY
Posted Date: 25 Sep 2025

Excess Casualty Underwriter (Level II or III)

Zurich is currently looking to hire an experienced Excess Casualty Underwriter (Level II or III) to join our growing... or III. The hiring manager will determine the appropriate level based upon the selected applicant's experience and skillset...

Company: Zurich
Location: New York City, NY
Posted Date: 01 Aug 2025
Salary: $75000 - 165000 per year

Data Quality & Issues Management Lead

) Work closely with Auditors and other Control personnel to determine MSIIs / audit points. Assist the broker dealer entity... resolution, chase issue owners and provide regular status updates Assist in identifying data risks in RCSAs across the broker...

Company: MUFG
Location: New York City, NY
Posted Date: 24 Sep 2025
Salary: $94000 - 137000 per year

VP Underwriter Transactional Risk RWI

in shaping the underwriting framework and expanding broker relationships. In this role, you will provide expertise in risk...&A or corporate law; (ii) M&A-related roles in private equity, investment banking, or financial advisory; or (iii) insurance roles...

Posted Date: 19 Sep 2025
Salary: $175000 - 200000 per year

Senior Hull & Marine Liability Underwriter

Zurich is seeking a Hull & Marine Liability Underwriter (Mid Level II or Sr. Level III) for our Specialities Ocean.... Qualify accounts to meet with the organization's appetite, balanced with sound business opportunity. Make broker/customer...

Company: Zurich
Location: New York City, NY
Posted Date: 18 Sep 2025
Salary: $75000 - 165000 per year

Business Analyst Manager, VP

understanding of the trading lifecycle, including trade settlement and trade flow. Proven experience working within a Broker/Dealer... financial services industry, preferably in a relevant role within a Broker/Dealer or similar organization. Demonstrated ability...

Company: MUFG
Location: New York City, NY
Posted Date: 11 Sep 2025
Salary: $15000 - 118000 per year

AVP, Energy Oil Gas Power Gen Underwriter

Zurich is seeking an experienced Senior Energy Oil, Gas & Power Gen Underwriter, (Senior Level III or AVP Level IV... Oil ,Gas & Power Gen Underwriter (Level III) or AVP, Energy Oil, Gas & Power Gen Underwriter (Level IV). The hiring...

Company: Zurich
Location: New York City, NY
Posted Date: 04 Sep 2025

Financial Resource Management Associate / AVP

and products (banking, broker-dealer and derivatives trading) under Basel III Conduct quantitative analyses to explain variation...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 17 Aug 2025
Salary: $91000 - 145000 per year

Internal Audit, Vice President - Market Risk & Capital Markets

Management with demonstrated familiarity including Sales and Trading; and familiarity with Broker - Dealer and applicable... Francisco Fair Chance Ordinance, (ii) the City of Los Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the...

Company: MUFG
Location: New York City, NY
Posted Date: 01 Aug 2025

Lead Auditor - Regulatory Compliance

and maintain assigned Auditable Objects (AO) pertaining to the assigned areas of coverage Supplementary Information III... control environment Preferred: Certification (e.g. CFA, CPA, CIA) Strong knowledge of bank and broker dealer operations...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

Auditable Objects (AO) pertaining to the assigned areas of coverage Supplementary Information III - Management of a team... Preferred: Certification (e.g. CFA, CPA, CIA) Strong knowledge of bank and broker dealer operations Series 99 Experience...

Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Senior Settlement System Support Specialist., VP

as the technical bridge between our operations teams and the underlying technology that powers our broker dealer settlement... Governance Maintain and update operating procedures, stay current on evolving broker‑dealer settlement rules and regulatory...

Company: MUFG
Location: New York City, NY
Posted Date: 30 Jul 2025

Lead Auditor - Regulatory Compliance

and maintain assigned Auditable Objects (AO) pertaining to the assigned areas of coverage Supplementary Information III... control environment Preferred: Certification (e.g. CFA, CPA, CIA) Strong knowledge of bank and broker dealer operations...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jul 2025
Salary: $150000 - 185000 per year

Credit Officer - FI coverage, Vice President

analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage... credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types...

Company: MUFG
Location: New York City, NY
Posted Date: 23 Jul 2025