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Keywords: Broker Services Specialist, Location: New York City, NY

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Broker Services Specialist

Broker Service Specialist (Remote - Eastern Time Zone) Compensation: $65,000-$80,000 annually Benefits: Health.... Position Summary: The Broker Service Specialist is a vital support role within the brokerage team, responsible for managing...

Posted Date: 08 Aug 2025
Salary: $65000 - 80000 per year

Vice President, Audit Project Leader - Broker Dealer & Treasury Services

Vice President, Internal Audit Project Leader - Broker Dealer & Treasury Services At BNY, our culture allows us to run... and Wealth Services Internal Audit team supporting Broker-Dealers and Treasury Services business lines. This role is located...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 28 Aug 2025
Salary: $100000 - 160000 per year

Managing Director, US Broker Dealer CCO

Corp (BMOCMC) and Clearpool Execution Services, LLC (CES). The broker-dealer CCO would manage the implementation... Capital Markets Compliance team is hiring for a CCO of it's two US broker-dealer entities in New York, BMO Capital Markets...

Company: Bank of the West
Location: New York City, NY
Posted Date: 30 Aug 2025

Senior Sales Specialist - PRS

and Reference Data Professional Services Solutions As Proposition Sales Specialist You Will Be Seen As The Specialist When It... to renew their contracts with us. The role of the Data & Feeds Sales Specialist, within the high performing Data & Feeds...

Posted Date: 24 Sep 2025
Salary: $111300 - 185500 per year

Asset and Wealth Management, Client Solutions Group, Retail Alternatives Specialist, New York - Vice President

partnership and a focus on long-term performance for clients worldwide. The firm provides investment and advisory services...-party intermediaries such as banks, trust companies, broker-dealers, and registered investment advisors. The team...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 27 Aug 2025

Capital Markets Compliance Examination Specialist

Specialist is responsible for the execution of the U.S. Compliance Examination Plan established to ensure adherence with broker..., which includes global markets, investment banking and corporate banking services provided through the U.S. broker-dealer, CIBC World...

Company: CIBC
Location: New York City, NY
Posted Date: 22 Aug 2025
Salary: $95000 - 138000 per year

CRPU SPECIALIST

Services Providers. The ABOS I/CRPU Specialist is responsible for assigning cases to BOS workers and reviewing for accuracy... as a Benefits Opportunity Specialist or performing social/human services work as described in one (1) above. Additional...

Company: City of New York
Location: New York City, NY
Posted Date: 09 Aug 2025

Disability Sales Specialist (Remote)

The Disability Sales Specialist is responsible for proactively calling, renewing, and making coverage recommendations... informed about available products and services, pricing, and new insurance products and/or promotions. Generates periodic...

Posted Date: 07 Aug 2025

Underwriting Technical Specialist, Excess Casualty

of our products and services are provided to our brokers. Further develop existing broker relations as well as establish new... and institutions through a range of wealth protection and retirement services, and tailored capital solutions...

Company: Argo Group
Location: New York City, NY
Posted Date: 22 Jul 2025

Account Specialist II - Hybrid/New York, NY

in your career! This Account Specialist II role is a hybrid role working both virtually and from our beautiful, New York, NY office... and monitor the renewal process. At the direction of the Broker, drafts quote comparisons and follows up for binders, policies...

Company: Aon
Location: New York City, NY
Posted Date: 17 Jul 2025
Salary: $75000 - 90000 per year

Asset & Wealth Management, Third Party Wealth, Exchange-Traded Funds (ETF) Business Development Sales Specialist, Vice President

and advisory services for pension plans, sovereign wealth funds, insurance companies, endowments, foundations, financial advisors... infrastructure. Third Party Wealth markets GSAM's investment products and services to financial intermediaries and advisors. The...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 13 Jul 2025

Licensed Specialist

services are provided to clients of Betterment LLC by Betterment Securities, an SEC-registered broker-dealer and member...: Advisory services are provided by Betterment LLC, an SEC-registered investment adviser. Betterment LLC's internet-based...

Company: Betterment
Location: New York City, NY
Posted Date: 18 Sep 2025

Housing Navigator- TLRAP

Good Shepherd Services is a leading multi-service agency with more than 85 programs that serve over 30,000 youth... one of the top 100 places to work in NYC by Crain's New York, Good Shepherd Services offers a fantastic work environment...

Posted Date: 09 Sep 2025

2026 Funds & Equity Trading Summer Internship

Brothers Harriman (BBH) is a premier global financial services firm, known for premium service, specialist expertise... Managing fund offering process for clients of BBH’s broker/dealer entity, including a suitability determination, subscription...

Posted Date: 24 Sep 2025
Salary: $25 per hour

Senior Account Executive - Digital Management

%+ close rate. Strong knowledge of the financial services industry (RIAs, broker-dealers, banks). Proven ability to sell... executives in the financial services sector. Lead the full sales cycle—from prospecting and qualifying to negotiating...

Posted Date: 16 Sep 2025
Salary: $160000 - 200000 per year

Enterprise Account Executive - Wealth Management

platform delivers cutting-edge tools that improve client experiences and streamline operations across the financial services... enterprise clients and grow existing accounts. Develop trusted relationships with senior leaders in financial services. Promote...

Posted Date: 16 Sep 2025
Salary: $160000 - 200000 per year

Senior Manager, Sales

Buyside Clients and Global Clearing Broker (or Global Prime Services) accounts up to the most senior levels to ensure account... scope will include all LCH asset classes/services and Post Trade Solutions – requiring cultivation of wide network...

Posted Date: 06 Sep 2025

2026 Summer Analyst Program

services through our US broker dealer, Lloyds Securities Inc. This is an exciting time to join Lloyds, working with a new..., citizenship, disability, sexual orientation, marital status, pregnancy, veteran status, membership in the uniformed services...

Posted Date: 04 Sep 2025
Salary: $44 per hour

2026 Summer Analyst Program

core banking products such as lending, trade finance, and a range of debt capital and financial markets services through... our US broker dealer, Lloyds Securities Inc. This is an exciting time to join Lloyds, working with a new leadership...

Posted Date: 04 Sep 2025
Salary: $44 per hour

Asset & Wealth Management, US Third Party Wealth Northeast Executive Field Director, Vice President - (New York, New Jersey, Pennsylvania)

performance. As a primary investment area within Goldman Sachs, we provide investment and advisory services for pension plans..., wirehouse, independent broker-dealer, and regional broker-dealer financial advisors. This role demands a proven leader...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 04 Sep 2025