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Keywords: CLO Reporting and Compliance, Location: New York City, NY

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CLO Reporting and Compliance

and compliance aspects of the CLO business monitor all trades within the CLOs on a pre-settlement basis to ensure compliance... with the CLO Indenture requirements test and validate new compliance model as per the CLO Indenture; providing feedback...

Company: UBS
Location: New York City, NY
Posted Date: 11 Oct 2025
Salary: $120000 - 160000 per year

Senior Analyst, CLO Compliance Cash Analyst

compliance, and administrator oversight. Position Summary The CLO Compliance Cash Analyst will be responsible for overseeing... the cash process across Carlyle's US CLO platform. The Analyst will work closely with operations, Data management...

Company: Carlyle
Location: New York City, NY
Posted Date: 08 Aug 2025
Salary: $80000 - 130000 per year

Bank Loan Operations (CLO Operations)

management firm. Proven expertise with CLO reconciliations and Compliance tests /reporting, understanding CLO Indentures... and compliance data before final approval by the Trading Desk. Lead CLO warehouse activities: manage borrowings, pre-close checks...

Company: New York Life
Location: New York City, NY
Posted Date: 11 Sep 2025
Salary: $85000 - 105000 per year

Bank Loan Operations (CLO Operations)

management firm. Proven expertise with CLO reconciliations and Compliance tests /reporting, understanding CLO Indentures... and compliance data before final approval by the Trading Desk. Lead CLO warehouse activities: manage borrowings, pre-close checks...

Company: New York Life
Location: New York City, NY
Posted Date: 11 Sep 2025
Salary: $85000 - 105000 per year

CLO Trading Assistant

and attribution reporting • Ensure compliance and due diligence measures are adhered to and followed in accordance with regulatory... but not limited to CLO’s, SMA’s, ABS’s, and BDC’s. You will: Support the Portfolio Managers on trade bookings and overall blotter...

Posted Date: 05 Sep 2025
Salary: $90000 - 130000 per year

Head of Compliance, Policy & Regulatory Affairs

on regulatory issues, legislative matters, and internal compliance matters. You will serve as a trusted advisor to the CLO, senior... & Investigations Manage the Ethics Helpline as a central channel for reporting and resolving compliance and business ethics concerns...

Posted Date: 11 Oct 2025

Director, Strategic Partnerships

and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks... and joint go-to-market engagement to generate qualified leads and incremental ARR Reporting directly to the EVP of Americas...

Company: Global Relay
Location: New York City, NY
Posted Date: 19 Oct 2025

Global Head of Customer Success

and ensuring compliance with stringent regulations. Though we offer competitive compensation and benefits and all the other perks.... Reporting to the Global Head of Sales, you will lead a global team to optimize the customer journey and build long-term customer...

Company: Global Relay
Location: New York City, NY
Posted Date: 10 Oct 2025

Senior Analyst, Global Credit Finance - Direct Lending

reporting and compliance Detailed review of accrued carry/incentive calculations from the TPA Detailed review of capital..., and functionality of the fund Accounting and Reporting (40% of time) Detailed review of NAV's based on data received from the TPA...

Company: Carlyle
Location: New York City, NY
Posted Date: 27 Sep 2025
Salary: $90000 - 120000 per year

Senior Analyst, Global Credit Finance - ABF

all aspects of the fund management, fund accounting and financial reporting for Carlyle Asset Backed Finance business. The... in diligence meetings and requests Monitor legal compliance with various fund agreements and arrangements Manage fund capital...

Company: Carlyle
Location: New York City, NY
Posted Date: 27 Sep 2025
Salary: $90000 - 120000 per year

Head of Legal - Capital Markets, M&A, Real Estate, and Corporate Secretary

functions for the company. This role will oversee all corporate governance, securities compliance, public company reporting...’s environmental and sustainability reporting capabilities, and ensuring compliance with emerging regulatory frameworks in the...

Posted Date: 10 Sep 2025

Regional General Counsel – North America

founder of environmental reporting, we believe in transparency and the power of data to drive change. Partnering... for the region, managing legal risks and ensuring compliance with relevant laws and regulations. They collaborate...

Company: CDP Global
Location: New York City, NY
Posted Date: 21 Aug 2025