Compliance Analyst, Conflicts of interest, Global Controls – Mumbai The Team Morningstar’s Conflicts of Interest.... The Role Morningstar is seeking a Compliance Analyst based in Mumbai reporting to the Head of Conflicts of Interest...
, Role register, Benchmark inventory, KOP, etc) Navigator control (customer complaints, COI, NPA triplet breach) Manage... Findings, Compliance testing findings, etc. Liaision with Desk heads and DCO on various level 1 controls Provide analytical...