of audit recommendations stemming from external and internal audits. The Counsel for Audit, Risk Management and Compliance... Agency Counsel to function as the Counsel Audit, Risk Management, and Compliance, who will: - Evaluate standards...
Risk & Compliance Organization is an independent risk management function, led by the Chief Risk Officer, with the... expectations. Global Risk & Compliance creates and maintains the overall risk management framework, performs independent risk...
Industry/Sector Not Applicable Specialism IFS - Office of General Counsel (OGC) Management Level Director... Job Description & Summary A career in Office of General Counsel will provide you with the opportunity to be a part of the Firm’s legal...
management of the Compliance, Risk & Legal suite of corporate policies, and procedures. Supports the Privacy Team with key...Overview: Manages the business activities for Risk, Legal and Compliance leadership, which includes documentation...
relevant stakeholders, including but not limited to: Internal Audit, Independent Compliance Testing team, General Counsel...’s Organization, Operational Risk, Control Management, Financial Crimes Compliance, and Privacy Office. Review vendor services prior...
The Temporary Corporate Compliance Analyst will report to the Deputy General Counsel for Compliance and support the..., ensuring appropriate risk thresholds are in place. Conduct internal and external due diligence for compliance with global...
The Temporary Corporate Compliance Analyst will report to the Deputy General Counsel for Compliance and support the..., ensuring appropriate risk thresholds are in place. Conduct internal and external due diligence for compliance with global...
Officer. Responsibilities: Provide operational support to legal counsel on key compliance program areas, including policy... development, training implementation, risk assessments, and third-party due diligence. Manage and support compliance tools...
data driven insights to support effective decision making, improving FCC risk coverage and enhancing regulatory compliance... provide accurate information to senior management Your Promise to Us: To be considered for the Financial Crime Compliance...
Initiate meetings or conversations with outside counsel, relevant counterparties, and/or General Counsel Compliance Follow... documents and process with outside counsel and relevant parties Monitor the legal requirements and changes related to employee...
and maintaining their client relationships including making joint client calls as needed. Provide expertise in risk management.... Is the expert in risk management and loss prevention. Completes, monitors and audits branch certifications and operational...
Compliance Review and understand client outside counsel guidelines and summarize key finance-related provisions. Maintain... rates and discount information; build trust with clients by ensuring adherence to outside counsel guidelines and engagement...
specific procedures, and guide the implementation of these to ensure University compliance; Evaluate and audit NU Athletics... with direct responsibility for the department compliance, financial aid, human resources, facilities, and operations...
and consistently implemented by the Risk EDO teams, drive standardization and operational efficiency through proactive management... data governance, and drive Policy compliance, manage CDGP adoption projects and enhance the risk and control functions...
in close partnership with control functions such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order... and other data source to extract valuable information for corporate bond market. Build rigorous risk-management framework. Work...
processes and activities are performed in compliance with state and federal law, company policies and procedures, and Collective... and maintains a position as a trusted advisor to the Operations leader and management; advises on company policies, engagement...
. This role will support the Director in ensuring effective and efficient management, by establishing robust control environment..., of the end-to-end accounting, SEC/trustee/management reporting, and cash needs for two credit card securitization trusts...
, coach, counsel and discipline all Housekeeping personnel according to Highgate Hotel SOP's. Ensure compliance to Standard... Risk Management standards (MSDS, HazComm, etc.). Ensure that large guestroom turns are managed efficiently. Ensure...
to inform strategic decision-making around ethics, compliance, and risk mitigation - Provide training to staff and supervisors...-to-day operations of the ISO, including supervision of investigators and assigned legal counsel; ensure effective case...
by Internal Audit, Compliance Testing Group, and Quality Control Team. Comply with all US laws, rules and regulations, including... within the Financial Crime Compliance department in the second line of responsibility. Work alongside customers, colleagues...