of benefits to its employees. Role Description Sumitomo Mitsui Banking Corporation is hiring an E-communications Surveillance... Associate. This role is responsible for reviewing corporate electronic communications and escalating suspicious or non-compliant...
of 5 years in Compliance, Surveillance, Security and/or Audit in relation to electronic communication Minimum of 5 years... for the development, enhancement and maintenance of communication surveillance applications and platforms. Responsible...
. Conduct compliance testing: The senior compliance associate will be responsible for conducting trade surveillance... compliance associate is responsible for ensuring that investment portfolios and funds are managed in accordance with applicable...
. Conduct compliance testing: The senior compliance associate will be responsible for conducting trade surveillance... compliance associate is responsible for ensuring that investment portfolios and funds are managed in accordance with applicable...
. This role will also be expected to have a functional understanding in the areas of compliance surveillance, transactional data...Role Description This exciting opportunity to drive the transformation of the Compliance department by supporting...