A Life Insruance Company is now seeking a highly skilled Manager, Compliance AML. The successful candidate... will be responsible for overseeing the Anti-Money Laundering (AML) function, ensuring compliance with regulatory requirements...
. Description As a Compliance Manager, your main responsibilities will include: Ensuring compliance with local regulations and industry standards... a culture of compliance across the organization. Profile A successful Compliance Manager should have: Bachelor's degree...
of compliance experience within a Hong Kong fund manager, preferably with exposure to Type 4 and Type 9 licensed activities... and personal milestone of our people every day. Key Responsibilities: Develop, implement, and monitor compliance policies...
Key Responsibilities: Develop, implement, and monitor compliance policies and procedures to ensure adherence to Hong... Kong SFC regulations and other applicable laws. Conduct regular reviews of compliance systems and controls to ensure...
Overview We are looking for a Senior Product Manager to lead Reap’s Compliance & Risk Platform. This role owns the strategy... management, vendor oversight and regulatory reporting. You will collaborate closely with compliance, risk, data and engineering...
Legal and Compliance Executive / Manager - Energy Sector Client Details Our client is a well-established entity... within the energy and natural resources industry. As they expand their footprint, we are seeking a highly motivated Legal Manager...
. Description As a Compliance Manager, your main responsibilities will include: Ensuring compliance with local regulations and industry standards... a culture of compliance across the organization. Profile A successful Compliance Manager should have: Bachelor's degree...
Legal and Compliance Executive / Manager - Energy Sector Client Details Our client is a well-established entity... within the energy and natural resources industry. As they expand their footprint, we are seeking a highly motivated Legal Manager...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
Summary and Overview Assistant Manager, Compliance & Risk Hong Kong Permanent Full Time Competitive Salary... & Benefits Are you ready to make your mark in compliance? We’re looking for a motivated Assistant Manager, Compliance & Risk...
, market conduct, product and marketing related regulations. · Develop and launch compliance programs (e.g., gap analysis..., compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend...
, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particularly... bodies and compile periodical reports for management, steer for ad hoc compliance project or investigation when...
Trade Compliance professional to ensure compliance with country-specific import and export regulations. Responsibilities... Establish and execute robust regional trade compliance frameworks Track evolving trade regulations and advise on operational...
in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance... needs of departments Assist in executing AI compliance check to ensure systems comply with regional and international...
on regulatory compliance and inquiries To prepare the required documents to satisfy clients, regulators, and internal management... requirements Maintain records and documentation related to compliance activities, ensure timely filings, and compliance...
Responsibilities: Assist in developing and updating AML policy and procedure; Conduct AML compliance review... or Accountancy) with 3 years (or above) of experience in AML Compliance or related functions gained from financial institutions...
and execute administrative policies and procedures Ensure the general administration services compliance with the company... Ensure the business and operation licenses renewal is in compliance with government regulations Monitor project progress...
return and survey for regulators Carry out compliance trainings to the business units and provide advice to the management... on business initiatives and specific issues to ensure compliance with legal and regulatory requirements Manage local and regional...
Responsibilities: Develop and implement compliance policies and procedures. Monitor and review IPO-related... activities to ensure regulatory compliance. Conduct risk assessments and compliance audits. Collaborate with internal...
and platform providers. -Respond promptly and accurately to bank enquiries and information requests. -Compliance & Regulatory..., FATCA, CRS). -Monitor and ensure ongoing compliance with relevant laws, regulations, and internal policies. -Conduct...