Compliance Manager - Monitoring and Assurance Keywords: compliance risk assessment, regulatory oversight, internal... Manager - Monitoring and Assurance to join a leading international banking institution in London. This pivotal role sits...
. We are seeking an experienced and highly motivated Compliance Monitoring Manager to shape and execute the compliance monitoring... in a compliance monitoring, assurance or audit role within an FCA-regulated investment bank, securities environment or financial...
, Senior Compliance Officer - Monitoring & Testing Manager to join its high-performing compliance function...Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer - Monitoring & Testing...
Compliance Department, you will: Support the Head of Compliance Testing Delivery in delivering the Testing & Monitoring Annual... Assurance team which is responsible for checking the Compliance department’s processes and practices to provide senior...
Regulatory Compliance Manager - £90,000-£100,000 + benefitsAn opportunity has come up to join one of the UK's fastest... development and maintenance of the compliance monitoring planRespond to regulatory communications and data requests from the FCA...
, Control Assurance, and Technology Compliance. Our objective is to ensure that all central functions at WPP HQ operate... for WPP HQ teams, managing Legal, regulatory, and contractual obligations. As a Risk & Compliance Manager, you will play...
system of internal controls. We're looking for a Conduct and Compliance Internal Audit Manager who will report to the Head... independent assurance over the design and effectiveness of controls related to conduct risk, regulatory compliance, and ethical...
Risk & Compliance Manager, UK & EIRE Level 3: Assistant Director Location: UK Wide Hybrid working: Currently In London... and monitoring of the Trustee's risk management framework and Risk Register. You will manage all matters relating to regulatory...
Role: Risk & Compliance Manager Overview: This role sits within a central Risk and Compliance function...: Lead and support tasks related to ISQM (UK) 1, ethical standards, and compliance monitoring. Prepare internal reports...
Role Profile The Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally... oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG). The Manager role...
at manager level to support and enhance its work with a focus on the ethics and audit compliance deliverables. The primary... guidance documentation, prepare and deliver internal briefings, develop firm policy, conduct quality and compliance monitoring...
Compliance Manager | London / Home | Up to £54-59K + generous benefits (12-month FTC) The Estates Safety... and Compliance team leads and manages the provision of health and safety, assurance, compliance and high-level advice to positively...
. As the Internal Audit Manager - Finance Assurance you will provide independent assurance to the CEO and the Board that core... of Metro Bank taking into account the effectiveness of risk management, control and governance processes in monitoring...
Connect to your Industry Deloitte's UK Financial Services Audit and Assurance practice provides a full range of high... economy. Our Assurance work requires skills across regulation and finance with a deep analytics capability. We harness these...
assurance testing via the compliance monitoring plan to ensure both the adherence to the Branch Risk Appetite and the... needed and any other tasks assigned by the Head of Legal and Compliance and the General Manager of the Branch. Work with the Head of Legal...
monitoring and reporting for all Audit L&D programmes, providing regular updates on our compliance status and actively managing... Manager or equivalent level to join the function’s Leadership Team (LT). We are looking for a talented, high performing...
be doing: Assisting the Grant Compliance Manager in recording and delivering affordable housing development schemes... provider, known for excellent service and quality homes. Job Description We’re recruiting for a Grants Compliance Officer...
be doing: Assisting the Grant Compliance Manager in recording and delivering affordable housing development schemes... provider, known for excellent service and quality homes. Job Description We're recruiting for a Grants Compliance Officer...
and Negative News Screening; Compliance Risk Monitoring Controls Testing; Customer Due Diligence Analyse complex anti-money...Who we are looking for We are looking for a seasoned compliance leader to serve as the UK MLRO and EMEA Head...
with Terms of Business Agreements (TOBAs) and Lloyd's attestation processes Support compliance training, monitoring, induction..., and awareness campaigns Deliver compliance monitoring activities, supporting underwriter adherence and escalating...