of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function... is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product...
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... controls related to regulatory obligations that are designed to mitigate various types of compliance and operational risk...
. Other duties as assigned by the Senior Director of Regulatory Affairs or Chief Compliance & Regulatory Officer. Requirements.../regulations, including having held a senior position, in a managed care compliance or regulatory department and must possess...
Our client, a major bank in New York City, is looking for Non-Financial Regulatory Reporting Officer. Permanent... per week in New York City Office. Operations Regulatory Reporting Officer About the Team Operations Regulatory Reporting...
of benefits to its employees. Role Description The Director, Sr. Regulatory Officer works with the Regulatory Relations team... units on regulatory expectations. Oversee compliance and alignment of team member activities with all strategic directives...
Vontobel is seeking a highly motivated and experienced Senior Compliance Officer who is ready to take their career... to put this person on track to assume the Chief Compliance Officer position of one of the RIAs in 12 months. The role...
to join our team. Job Description: As a Compliance Officer, you will oversee our adherence to regulatory standards in the home... care in the comfort of patients' homes. We are currently seeking a driven and experienced Compliance Officer...
and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead... autonomously. The Chief Compliance Officer's responsibilities will include: - Supervise, track, monitor, and maintain expertise...
Serves as a function/business/product compliance risk officer as a Senior VP for Equities Independent Compliance Risk... management and personnel on regulatory and compliance issues and provide credible challenge. Participating in industry groups...
Overview: Marathon is seeking a highly skilled and experienced Chief Compliance Officer to join our dynamic... performance, service, and reliability on behalf of our clients. Position Overview The Chief Compliance Officer (CCO...
to join our team. Job Description: As a Compliance Officer, you will oversee our adherence to regulatory standards in the home... care in the comfort of patients' homes. We are currently seeking a driven and experienced Compliance Officer...
Township, NJ location Nice to have Experience with Alloy, or any other regulatory compliance screening platforms... of financial services, we also need to serve as a compliance advocate and resource for the communities we serve. As an compliance...
. Management and Reporting The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance...Summary: The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer - Americas is responsible for the...
Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information... of Jobs - Compliance / Financial Security Job title Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA...
Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA”) Vacancy details General information... of Jobs - Compliance / Financial Security Job title Investment and Corporate Banking Advisory Compliance Officer- Americas (“ICBA...
Looking to advance your career as a Compliance Officer and join a growing investment management business... development is important to us. About You You have at least 5 years' experience as a compliance officer, preferably...
Position Summary The Chief Global Compliance Officer (“CGCO”) is responsible to the Senior Vice President, General... as a statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters...
Position Summary The Chief Global Compliance Officer (“CGCO”) is responsible to the Senior Vice President, General... as a statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters...
Position Summary: The Chief Global Compliance Officer (“CGCO”) is responsible to the Senior Vice President, General... as a statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters...
with and to continue growing and learning collaboratively. Impact We are seeking an experienced Global Chief Compliance Officer to lead... our distributed, global compliance team. Our department prevents, detects and mitigates compliance and regulatory risks across the...