: The Compliance Officer - Trade Surveillance at FalconX will be responsible for monitoring and investigating trading... Administration) or equivalent experience. * Experience: 7+ years of experience in trade surveillance or compliance within a broker...
Officer will design and implement automated compliance controls, conduct trading reviews, and perform trade surveillance...Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self...
Compliance and Risk Officer, will be a highly visible, senior leadership position, reporting directly into the Global/Executive... Chief Compliance and Risk Officer, working closely with RPW senior leadership to collectively support the growing RPW...
and developments, monitoring risk/trade surveillance, and identifying and corrects possible gaps and weaknesses. Our particular focus... and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance...
Officer and supports critical compliance functions such as counterparty diligence, trade surveillance, responding... with compliance technology, trade surveillance systems, and regulatory reporting platforms. Proficiency in MS Office Suite, Jira...