. In this role, you will be responsible for ensuring compliance with established standards and conducting thorough audits to maintain.... Work model is hybrid. Responsibilities: Conduct detailed audits to assess compliance with established standards...
. In this role, you will be responsible for ensuring compliance with established standards and conducting thorough audits to maintain.... Work model is hybrid. Responsibilities: Conduct detailed audits to assess compliance with established standards...
Compliance, the Corporate Function Compliance (CFC) Officer is responsible for the execution of Regulatory Compliance Management... compliance risk assessments, manage compliance deficiencies, and manage the RCM library (including controls). The CFC Officer...
Role Title: Compliance Officer Reports to: Corporate Compliance & Risk Director Location: Canada Business unit...: Compliance and Risk Role purpose: Responsibility & Accountability for supporting the Compliance and Risk Manager...
Examinations Program, the Compliance Officer is responsible to manage and execute Regulatory Compliance Management (RCM... members as required with the execution of their examinations. The Compliance Officer will have a strong understanding...
. Reporting to the Director, Compliance and EAML Examinations Program, the Compliance Officer is responsible to manage and execute... and assist team members as required with the execution of their examinations. The Compliance Officer will have an understanding...
, Compliance and EAML Examinations Program, the Compliance Officer is responsible to manage and execute Regulatory Compliance... and procedures, and assist team members as required with the execution of their examinations. The Compliance Officer...
currently looking for a Chief Compliance Officer (CCO) to lead our enterprise-wide compliance program and champion a firm‑wide... standards across Canadian securities regulators and the U.S. SEC. You’ll guide an experienced, in‑house compliance team, partner...
Assistant Vice President, Legal Counsel & Compliance Officer (12 month contract) We care for humankind... organization. We're looking for our next 12 month contract AVP, Legal Counsel & Compliance Officer. Could It...
reporting to stakeholders including the Chief Compliance Officer (CCO) / Head of Compliance, the Compliance Committee, Board..., within requisite timelines. Assist Manager with developing and amending compliance policies and procedures, in response to changing...
(GG11) and gain hands-on experience in margin lending, financial covenant testing, and compliance monitoring. Working... of client files to electronic submissions via the Compliance Monitoring Tool – Covarity, contributing to process automation...
”) will assist the Chief Compliance Officer - Canada (“CCO”) in fulfilling the following key objectives for the Chubb Group legal...Job Category: Compliance Management Job Description: Chubb is a world leader in insurance. With operations in 54...
and procedures. The successful candidate will report to the Chief Compliance Officer in Canada. What is the Senior Regulatory... Compliance Officer, other internal business partners and for regulatory reporting. How You Will Add Value Ensure all assigned...
they are and what they contribute. To learn more about CIBC, please visit What you’ll be doing The Senior Consultant, Regulatory Compliance... and reporting to the Associate Vice President. You will supports the RCM Accountable Officer and will be responsible for executing...
to the business. Reporting the Chief Compliance Officer (CCO), this role requires hands-on work that encompasses managing... Our compliance team is currently seeking an Director, Compliance to assist with the firm’s compliance program and act as a resource...
: lead and execute special projects as assigned by the reporting manager or Chief Compliance Officer (CCO), driving strategic... Compliance – Listed Derivatives, Montreal Exchange to join our team. In this critical role, you will provide expert regulatory...
: lead and execute special projects as assigned by the reporting manager or Chief Compliance Officer (CCO), driving strategic..., Regulatory Compliance – Listed Derivatives, Montreal Exchange to join our team. In this critical role, you will provide expert...
, compliance, and traditional MSP/MSSP solutions, Thrive’s team of seasoned experts develop strategies that standardize, scale... and cybersecurity management so clients can focus on innovation and growth. Position Overview: Join an experienced Compliance...
, compliance, and traditional MSP/MSSP solutions, Thrive’s team of seasoned experts develop strategies that standardize, scale... and cybersecurity management so clients can focus on innovation and growth. Position Overview: Join an experienced Compliance...
Manager Fleet Safety & Compliance (Marine Ferry Services) role, you can participate in a virtual Microsoft Teams information... & Compliance is responsible for fostering a strong, positive safety culture within the ferry service. This role oversees compliance...