Key Responsibilities: Directly report to the Head of Compliance in ensuring compliance with relevant legal... funds Serve as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance, Legal) and external...
reviews of client data to ensure compliance with KYC, AML, and related regulatory requirements. Detect and report any unusual... compliance, especially concerning SFC standards, CRS, FATCA, W-8BEN, and AML regulations. Proficiency in Cantonese, Mandarin...
and product development. 5. Supervise all Asset Management activities to ensure full regulatory compliance. 6. Establish.... Responsibilities 1. Act as the OMO MIC for the asset-management business and reporting to senior management. 2. Formulate...
development, asset management and recruitment solutions, etc. Being a human resources arm of the family office, Solomon HR...Human capital is every company’s greatest asset. Solomon HR Solution Limited originates from the idea of serving...
Compliance Officer (CCO) and regional MLRO, reporting to them and appropriate senior management / leadership, the Hong Kong board... mitigation and compliance. Assess current business trends to inform risk management practices and improvements. Drive global...
Management, Asset Management, Private Banking and Insurance. We are currently seeking a high caliber professional... management framework aligned to the CDAO and Chief Commercial Officer's operational objectives and strategic priorities. Define...
and project management, pub operation, and investment in infrastructure and utility asset operation. At our core, we are committed... our existing property businesses and a prudent global investment strategy. At CK Asset, our excellent management team...
suite of wealth and retail banking capabilities: Asset Management, Global Private Banking & Wealth, HSBC Life, Retail... management through best-in-class, mobile-first capabilities and exceptional people. Our international network and breadth...
and CyberQuote (HK) Ltd. We offer a full range of financial services which include asset management, bond and securities broking... across trading platforms, market connectivity, risk management systems, and regulatory compliance initiatives. The ideal candidate...
suite of wealth and retail banking capabilities: Asset Management, Global Private Banking & Wealth, HSBC Life, Retail... management through best-in-class, mobile-first capabilities and exceptional people. Our international network and breadth...
approval Design and establish the compliance framework, including AML/CFT, risk management, and operational procedures... years' experience in securities and asset management, with at least 1 successful license applications Expert knowledge...
approval Design and establish the compliance framework, including AML/CFT, risk management, and operational procedures... years' experience in securities and asset management, with at least 1 successful license applications Expert knowledge...
: Responsible Officer (RO) SFC Licensed Activities: Type 1 (Dealing in Securities), Type 4 (Advising on Securities), Type 9 (Asset... Management) Work Pattern: Primarily Remote, with only few days per week in the office Package: HK$30,000 - $60,000 per month...
and excellence. We are seeking a dynamic Chief Financial Officer (CFO) who possesses both a solid understanding of the digital asset... to financial regulations and standards involved in the virtual asset industry, including M&A compliance. Team Development: Mentor...
and excellence. We are seeking a dynamic Chief Financial Officer (CFO) who possesses both a solid understanding of the digital asset... to financial regulations and standards involved in the virtual asset industry, including M&A compliance. Team Development: Mentor...
, you will be responsible for overseeing and managing our firm's asset management business, ensuring compliance with relevant regulatory...Our client, an asset management institution in Hong Kong, is currently seeking for talents to join their team...
Administration (Admin): · Oversee daily office operations, including facilities management, supplies, and equipment, to ensure..., including scheduling maintenance, renewal of insurance, and licensing in compliance and timely updates · Provide backup...
and CyberQuote (HK) Ltd. We offer a full range of financial services which include asset management, bond and securities broking... Management (HK) Ltd, Phillip Financial Advisors (HK) Ltd, Phillip Finance (HK) Ltd, Phillip Institute of Finance Learning Co Ltd...
fees/financing, and reconciling positions (including OTC options). Assist with compliance and risk management tasks... administration, asset management, audit firms). Proficient in English, Mandarin and Cantonese Familiarity with any Order Management...
, including securities, futures & options, asset management, corporate actions and other CCASS/DCASS operations; Corporate... in securities or brokerage firm, custodians or asset management Prior experience in equities ,bond and future settlement...