and audits. Collaborate with internal teams to address compliance-related issues effectively. Growing Global Investment firm...This Compliance Officer role will will have the opportunity to make a meaningful contribution to the growth...
Temp to perm Compliance Officer vacancy, within the retail arm of an investment management firm. Conduct compliance... vacancy A successful Compliance Officer should have: Previous experience in a compliance role within the Retail Investment Management space...
MERJE are currently representing a large global investment firm in the search for an experienced Compliance Monitoring... expert in compliance monitoring, offering advice and support to the firm’s business functions as needed. Requirements...
as a MiFID-exempt Venture Capital firm. It conducts business on its own account and does not hold client assets. The Compliance... firm’s policies, procedures and controls relating to compliance and money laundering risk and reporting to the firm...
Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast... and practical compliance advice to investment teams, client services, operations, and senior management. Monitoring regulatory...
We are seeking a Compliance Officer to enhance Optiver's global compliance strategy within a dynamic and fast-paced..., preferably within a global trading firm, market maker, or investment bank. Knowledge of global listed and OTC derivatives...
Compliance Officer - Equity Derivatives & Cross-Asset Coverage EMEA - Vice President London JR017880 We’re seeking... someone to join our team as a Compliance Officer - Equity Derivatives & Cross-Asset Coverage EMEA - Vice President in the Legal and Compliance...
and whistleblowing framework oversight. For more information visit Role Summary The Senior Compliance Officer – Regulatory... the day-to-day operations of a Compliance Function Desirable: Experience of working in both a brokerage/ trading firm...
for a Compliance Officer (SM16) in London. This critical hire offers an exciting opportunity to oversee compliance in a dynamic... understanding of applicable laws, regulations, and industry guidance Providing timely and practical compliance advice to investment...
and restrictions on GIC's investment/trading and operational activities where necessary. Support the Compliance Division.... Requirements Relevant Compliance experience in financial services. Candidates from investment management or private equity firms...
Investment Officer and will also have a strong connection to the align to Regional Investment Leader. Aon is in the business.... Develop and implement research strategies that align with the firm's investment objectives. Collaborate with portfolio...
, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance... accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function...
We are working alongside a real estate investment management firm and they are seeking a risk and compliance manager.... You will be the MLRO and data protection officer and will be responsible for all compliance activities across the business. The role...
leadership of the Global Chief Compliance Officer, the Compliance Department is comprised of functionally aligned teams... that operate collaboratively based on the Firm’s overall structure and include the following: Investment Advisory, which oversees...
of PRI and other ESG-related reporting frameworks Liaise with Investment, Legal, Compliance, Operations, and Communications / Marketing...Position Summary Guggenheim Investments is seeking a confident, capable, and proactive Junior ESG Officer...
financial services firm providing a wide range of investment banking, securities, investment management and wealth management... services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than...
Qualifications Previous experience of a similar role, in a leading investment or commercial bank / advisory firm / rating agency... Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations...
Jupiter is one of the UK’s leading investment management companies with just over 500 employees and £44.3 billion worth... of assets under management (as at 31st March 2025). Jupiter provides investment services to individual and institutional...
& Communications Officer, our team is on a mission to unify and elevate our marketing discipline into one of the most strategic drivers... of the firm's future. Together, we are crafting a clear, consistent, and scalable way to tell the Carne story...
Our client, a leading international City law firm is seeking a talented Fund Finance Senior Associate to join its... London-based team on a 6-month fixed term contract. With a strong presence across global financial centres, the firm...