Officer to join its global compliance team within the Legal and Compliance Department. This role will support the...’s Chief Compliance Officer (CCO) and members of the Legal and Compliance department, including: Reviewing relevant service...
for a talented and motivated Associate General Counsel & Compliance Officer to join our Legal and Compliance team, reporting directly... to the General Counsel/Chief Compliance Officer. You will play a key role in providing legal counsel and compliance expertise...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... to MMA’s Chief Compliance Officer, you will be responsible for designing and executing on the operational elements of MMA...
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... compliance advisory support to business units on market rules, practices and/or compliance risks Perform daily monitoring...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2024 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... regulatory/compliance training Assist the Business in implementing and documenting various supervisory/control mechanisms...
Job Title: Fractional Chief Compliance Officer (Healthcare Industry) Position Type: Independent Contractor (1099... Compliance Officer (CCO) to provide strategic oversight and guidance on compliance matters within the healthcare industry...
Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position.../2025 Job description Business type Types of Jobs - Compliance / Financial Security Job title AML / OFAC...
Position Summary: The Global Export and Trade Compliance Officer is responsible for managing and overseeing the... university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms...
Position Summary The Global Export and Trade Compliance Officer is responsible for managing and overseeing the... university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms...
Position Summary The Global Export and Trade Compliance Officer is responsible for managing and overseeing the... university’s compliance with U.S. export control laws and trade regulations, including the International Traffic in Arms...
and Trading Compliance Officer ("Sales and Trading Compliance Officer") within Guggenheim Securities. The Sales and Trading... Compliance Officer advises and assists the Firm's Sales and Trading Divisions in establishing, implementing, and testing...
Equity Sales and Trading Compliance - Vice President Company Profile Morgan Stanley is a leading global financial... within Legal and Compliance provide a wide range of services to our business units. They might help to structure a complex...
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze... proposed transactions and provide compliance guidance; Perform post-transaction surveillance and reporting tasks; Monitor...
relationships with those on probation to enhance community safety and decrease recidivism. We are seeking an ADA Compliance... accessibility audits and evaluations of websites, applications, and digital content to ensure compliance with MOPD and ADA...
: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory... transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports...
Position Summary Responsibilities Key Responsibilities Interacts with deal team to collect due customer identification and beneficial ownership information Conduct Know Your Customer due diligence on customers, counterparties, and th...
. Under the general supervision of the Chief Waterfront Officer or the Director of Waterfront Permits, the Building and Compliance... under its jurisdiction. Permitting operations include reviewing scope of construction, plan examinations for compliance with New...
: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money... Laundering and Countering the Financing of Terrorism (“AML/CFT”), Economic Sanctions and regulatory compliance. The candidate...