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Keywords: Compliance Specialist, Investment Management, Location: New York City, NY

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Compliance Specialist, Investment Management

Looking to advance your career as a Compliance Officer and join a growing investment management business...! About the Role Join a Compliance team that supports Swiss Re's U.S. investment advisory business. In this role...

Company: Swiss Re
Location: New York City, NY
Posted Date: 06 Sep 2025
Salary: $92000 - 138000 per year

Treasury & Investment Specialist II

& Investment Specialist II performs moderately difficult financial tasks distinguished by the increasing application of independent... from various sources (daily cash reports, client agreements, bond covenants, etc.) to the investment system and various other PC...

Company: New York State
Location: New York City, NY
Posted Date: 23 Nov 2025
Salary: $61123 - 78503 per year

Liquidity Investment Specialist

. As part of the investment management arm of HSBC Group, this role will be focused on supporting and delivering Global... Liquidity Investment objectives and business plans within the Americas region. As our Liquidity Investment Specialist...

Company: HSBC
Location: New York City, NY
Posted Date: 18 Nov 2025

Alternative Investment Sales Specialist Account Executive

: is not available for this opportunity. Requisition #: 75365 The Role at a Glance The Alternative Investment Sales Specialist Account Executive.... They will partner closely with key stakeholders across field sales, investment, product management, and marketing in the distribution...

Posted Date: 01 Nov 2025

Alternative Investment Sales Specialist Account Executive

: is not available for this opportunity. Requisition #: 75365 The Role at a Glance The Alternative Investment Sales Specialist Account Executive.... They will partner closely with key stakeholders across field sales, investment, product management, and marketing in the distribution...

Posted Date: 31 Oct 2025

Vice President, Investment Strategist

groups. BNY Investments is a leading investment manager, with $2.1 trillion* in assets under management as of June 30, 2024... specialist investment managers offering solutions across every major asset class, backed by the strength, stability, and global...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 22 Nov 2025
Salary: $83000 - 132000 per year

Investment Adviser Attorney

our investment adviser Acumen Capital Partners, we are responsible for $166 million in assets under management via our returnable..., fundraising, finance, ESG and compliance) and outside counsel for our existing and new pooled investment vehicles, negotiation...

Company: Acumen
Location: New York City, NY
Posted Date: 20 Nov 2025
Salary: $90000 per year

Financial Accounting Associate – Private Investments

Company Overview: A specialist alternative investment firm focused on the financial technology sector. With billions... in assets under management and a growing global presence, the firm invests across software, information, and investment services...

Posted Date: 11 Sep 2025
Salary: $105000 - 175000 per year

J.P. Morgan Wealth Management - Vice President, Lending Specialist

billion in Assets Under Management and ~5,000 advisors located across 3,500 branches and 20 offices. As a Lending Specialist...Job Category: Client Advisory Job Description: The J.P. Morgan Wealth Management (USWM) business is focused...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 16 Nov 2025

Asset & Wealth Management, Private Wealth Management, Client Engagement Team, Events Lead, Vice President - New York

their financial goals. Our advisor-led wealth management businesses provide financial planning, investment management, banking... one-on-one with clients to advise and deliver customized strategies drawn from our deep investment experience, diverse wealth management...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 21 Nov 2025

IED - Transaction Management Group - Associate/Analyst

services firm providing a wide range of investment banking, securities, investment management and wealth management services...Transaction Management Group – Analyst/Associate Company Profile Morgan Stanley is a leading global financial...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 25 Oct 2025
Salary: $110000 - 200000 per year

Asset & Wealth Management, US Third Party Wealth Northeast Executive Field Director, Vice President - (New York, New Jersey, Pennsylvania)

sales reports, call reports, and travel & entertainment (T&E) budgets. Ensure strict compliance and risk management for the... across various disciplines (sales, coaching, professional development). Strong understanding of compliance and risk management...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 04 Sep 2025

Warehouse Loan Operations Specialist

Job Description: Warehouse Loan Operations Specialist Guggenheim Securities Position Summary Guggenheim... Securities is seeking an experienced Warehouse Loan Operations Specialist to support critical warehouse lending functions...

Posted Date: 26 Nov 2025
Salary: $130000 - 150000 per year

Portfolio Specialist – Operations

under management, is seeking a Specialist to play a central role in overseeing and refining business functions within the Investments... Department. This role requires strong knowledge of the investment life cycle-including onboarding, cash flow management, trading...

Company: New York State
Location: New York City, NY
Posted Date: 26 Nov 2025
Salary: $225000 - 246000 per year

External Asset Manager Specialist

under management, is seeking a Specialist to play a central role in overseeing and refining business functions within the Investments... Department. This role requires strong knowledge of the investment life cycle-including onboarding, cash flow management, trading...

Company: New York State
Location: New York City, NY
Posted Date: 25 Nov 2025
Salary: $225000 - 246000 per year

Workforce Programs Specialist 1/Trainee 1/2 - NYC (NY HELPS)

Duties Description This item is for the Quality Assurance Team. The Workforce Programs Specialist 1 duties include... but are not limited to: Assisting in the development, monitoring, and management of workforce development and training programs...

Company: New York State
Location: New York City, NY
Posted Date: 16 Nov 2025
Salary: $53764 - 85138 per year

Portfolio Construction Specialist

. The Portfolio Construction Specialist implements investment programs approved by the BBH portfolio managers and BBH...’s Investment Research Group. Trades are sized and pre-trade compliance is performed before sending to BBH’s trade execution team...

Posted Date: 16 Nov 2025
Salary: $75000 - 90000 per year

FX Product Specialist, Institutional Sales, Executive Director - New York

FX Product Specialist, Institutional Sales, Executive Director - New York Country: United States of America... Specialist Executive Director to join our Institutional Sales team within the Global Markets division. The ideal candidate...

Company: Santander
Location: New York City, NY
Posted Date: 15 Nov 2025

Senior Specialist - Business Analysis

Job Description: Job Title: Senior Specialist - Business Analysis (Product Owner-Sanctions) Work Location- NY, NY... plan, including Data mapping and conversion strategies, Implementation timelines and Change management processes...

Company: LTIMindtree
Location: New York City, NY
Posted Date: 15 Nov 2025

Senior Institutional Sales Specialist (Mexico) - ETFs/Fixed Income/Multi-Asset/Equity

Coverage Specialist you will be responsible for: Working with management to establish and execute the sales strategy...Job Description: Employer: DWS Group Title: Senior Institutional Sales Specialist (Mexico) - ETFs/Fixed Income...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 15 Nov 2025