High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role... is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working...
, strong problem-solving skills, and a solid understanding of the financial services industry, including risk management and compliance... requirements. Duties include, but are not limited to, the following: Surveillance Strategy Development & Implementation...
Job Description: About the Role: Grade Level (for internal use): 11 Compliance & Control, Senior Analyst... - Ratings The Role The Senior Analyst role is based in New York and will be responsible for supporting the regulatory...
Job Category: Analyst Job Description: About Us: About the program Our New Analyst Program is a full-time... program for final year undergraduate and graduate students. As a new analyst, you will learn about our businesses, develop...
Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT... and design of compliance technology solutions, including surveillance, case management, and regulatory reporting systems...
Our client, a major bank in New York City, is looking for IT Business Analyst - Compliance Systems . Permanent... days per week in New York City Office. Business Analyst IT for Compliance Technology Will bridge business needs and IT...
VP, IT Compliance Systems Business Analyst with Financial Experience Must have Jira, Confluence, ServiceNow, and SQL... include developing and enhancing compliance systems such as case management, regulatory reporting, and surveillance tools. The...
as of December 31, 2024. Position: The Compliance Analyst will support the Rockefeller Asset Management’s Compliance program... in the development of the annual Compliance testing plan Responsible for maintaining related test-work papers according...
. You'll conduct reviews for the Surveillance Program, advise on compliance enhancements, and respond to regulatory inquiries... Surveillance Program Advise and implement enhancements to the overall Swap Dealer Compliance Program Assist in responding...
career. Brown Brothers Harriman is currently recruiting an Intermediate FIU Analyst -to join our AML Compliance team. The... Intermediate FIU Analyst is responsible for ensuring that AML Compliance's activities follow the necessary rules and regulations...
Job Title: Techno Functional Business Analyst Job Location: New York, NY Job Type: Contract... requirements for surveillance scenarios and other monitoring Create documentation that outlines data lineage and a framework...
Role: Senior Business Analyst - Information Controls Technology Location: New York, NY (Onsite) Type: Contarct... cases. Understand and document data requirements for surveillance scenarios and other monitoring. Create documentation...
an experienced analyst to join its Structured Finance Ratings practice which provides credit ratings and opinions for securitizations..., research, cash flow, credit, and structural analytics, and client-facing activities for new issue ratings and surveillance...
and investor/issuer meetings. Role We are seeking an RMBS credit analyst who can be developed to lead the ratings analysis... Act as lead analyst for new U.S. RMBS transactions. Analyze transaction credit risks, model cash flows and transaction...
, and diversity. Primary Purpose: The Senior Analyst of Asset Protection is responsible for supporting the organization's efforts... and KPIs. Investigate unusual activities, discrepancies, and incidents using surveillance systems and transactional data...
, teamwork and giving back. Department Profile Professionals within the Legal and Compliance Division (LCD) provide a wide... or abuse, and Operational risk. NFR Data & Analytics, a function in the Legal and Compliance Division, is responsible...
Science (CPHDS). The CPHDS is working to strengthen citywide population health surveillance by better linking public health... ensuring compliance with governance policies. - Oversee data stewardship and administration of New York State Department...
Science (CPHDS). The CPHDS is working to strengthen citywide population health surveillance by better linking public health... ensuring compliance with governance policies. - Oversee data stewardship and administration of New York State Department...
Medical Care Administrator Senior Nutrition Services Consultant Standards Compliance Analyst 2 Provisional appointees...Duties Description Area Office Directors oversee regional surveillance and regulatory programs at the Department...
Innova Solutions has a client that is immediately hiring for a Business Data Analyst. Job Title: Business Data... Analyst Position type: Full-time Contract Duration: 6 Months contract w/ extensions Location: New York, NY (Hybrid), (3...