prevention? As a Compliance and Operational Risk Control Officer, you will: support UBS Asset Management Canada's funds... with regulatory guidance and manage compliance, financial crime prevention, control and operational risk frameworks supervise Anti...
. Join us! Job Description This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance... and Operational Risk teams in order to provide independent compliance and operational risk oversight of Front-Line Unit or Control...
functions (e.g., operational risk, compliance) and first line functions (e.g., control testing). Design and implement pertinent... Functions, with a strong focus on Enterprise Risk, Operational Risk, Control Testing, and Regulatory Compliance. Direct...
Function, Enterprise Risk, Operational Risk, 1b / Control Testing Function, Regulatory Compliance functions etc. Experience..., and integration of: Enterprise Risk Management; Operational Risk Management; Regulatory Compliance; Third-party Risk Management...
Job Category: Governance Legal & Compliance Job Description: The role holder will act as Chief Compliance Officer... in Charlotte), the VP, Chief Compliance Officer & Associate General Counsel - Canada will oversee regulatory and corporate...
compliance with internal policies and regulatory requirements. The analyst will work closely with Risk, Finance and IT teams... to enhance and implement credit portfolio strategies for key stakeholders, including the Chief Risk Officer (CRO). The position...
compliance with internal policies and regulatory requirements. The analyst will work closely with Risk, Finance and IT teams... to enhance and implement credit portfolio strategies for key stakeholders, including the Chief Risk Officer (CRO). The position...
practices. Internal Controls: Manage the company's key controls framework through Operational Risk Control System and Model... of operational risk controls and frameworks. This position is a minimum 12-month secondment, offering a unique opportunity...
will be to support SCOR's P&C and Life Canadian operations. The role holder will support the Chief Compliance Officer and Corporate... environment applicable to SCOR. The role holder will report to the VP, Chief Compliance Officer & Associate General Counsel...
expertise to ensure compliance with ICMP. Provide control assurance activity for regional BSA/AML Officer’s FC program... Policy (“ICMP”) and enabling regional BSA/AML Officer’s oversight of the Financial Crimes internal control environment...
power to make a difference. Join us! Job Description The role will support execution of compliance and operational risk... advisory Compliance and Operational Risk: experience identifying, mitigating and escalating matters of AML concerns to FLUs...
needed to identify and manage risk, and that governance is in place to oversee control maturity and effectiveness. The focus of the role... for providing insights on risk and control information that are included in senior management and board level reporting. The Senior...
& Compliance Office, Group Risk Management, Chief Financial Officer Group and Technology & Operations. As part of this team, the... effectiveness of a platform’s control environment. Leverage operational risk data and analysis to provide team and management...
is responsible for providing independent and objective oversight of operational risk management (ORM) for the Chief Financial Officer... on the design and effectiveness of the internal control environment. Actively support 1LOD in establishing operational risk...
that supports governance and compliance at the highest corporate industry standard; enabling operational improvements..., identification and mitigation of risk exposure, effective control and governance oversight. You will partner with internal, as well...
a culture of risk management and control, supported by effective processes in alignment with risk appetite Manage ambiguity... control department. In a growing department looking for FTE Best vs Average Candidate: Strong attention to detail with AML...
of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business... collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks...
profitability, growth and/or operational efficiencies for multiple field offices through assessment of risk tolerance, market... to underwriting authority delegation, audit criteria and catastrophe management Collaborate with business partners in Risk Control...