, and are able to adapt to a changing regulatory landscape. BUSINESS UNIT AND ROLE OVERVIEW Financial Crime Compliance (“FCC...Job Category: Associate Job Description: Our division prevents, detects and mitigates compliance, regulatory...
compliance and regulatory risk through the development and oversight of controls, and review of trading activity of these... in periodic risk assessments. Development of Controls Partner with Business Personnel, Compliance Officers, and Compliance...
, and are able to adapt to a changing regulatory landscape. BUSINESS UNIT AND ROLE OVERVIEW Financial Crime Compliance (“FCC... to mitigate financial crime risks. OPPORTUNITY FCC is looking for an individual to join its Transaction Monitoring team...
controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations... firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise...