Position Title: Global Head of Compliance (NY) Entity: KBRA Holdings LLC Employment Type: Full-Time Location: New... York, New York Summary: KBRA, a leading global credit rating agency, is seeking a Global Head of Compliance to lead its...
relevant stakeholders, including but not limited to: Internal Audit, Independent Compliance Testing team, General Counsel... of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily responsible...
, Ethics & Compliance Your New Role You will contribute to Warner Bros. Discovery’s mission by ensuring that WBD’s CNN, DTC.../Streaming, Content Distribution, Technology, & Ad Sales businesses maintain full compliance with applicable laws, regulations...
is seeking candidates for the position of Financial Services Specialist 1 (Compliance) in Mortgage Banking. Duties include..., levying penalties, monitoring compliance with enforcement actions and penalty payments, coordinating with the Office...
, investor communications and responses to investor inquiries. Coordinate with compliance team on transaction and investment... funds-related compliance matters, including Adviser’s Act issues, trade clearance, regulatory filings and designing...
The Temporary Corporate Compliance Analyst will report to the Deputy General Counsel for Compliance and support the...The Opportunity A global professional association is seeking a Temporary Corporate Compliance Analyst to support its...
and management of registered fund board materials. Working with the in-house Legal & Compliance team and external counsel to monitor... is available at . Follow @blackstone on , , and . Business Unit: Blackstone’s Registered Funds Compliance Group. This position will focus...
The Temporary Corporate Compliance Analyst will report to the Deputy General Counsel for Compliance and support the...The Opportunity A global professional association is seeking a Temporary Corporate Compliance Analyst to support its...
us define the future of American Express. Business Unit/Role Specific Information Global Risk & Compliance (GRC): The Global... Risk & Compliance Organization is an independent risk management function, led by the Chief Risk Officer, with the...
as of December 31, 2024. Position: We are seeking a seasoned compliance professional to lead and oversee fund marketing compliance... and internal policies. This individual will be instrumental in shaping the firm’s marketing compliance framework...
on changes in laws, regulations, and best practices in EEO compliance, workplace complaint investigat EXECUTIVE AGENCY COUNSEL... of Investigations and Compliance will be responsible for managing the Agency's investigative and compliance programs under the New York...
Officer. Responsibilities: Provide operational support to legal counsel on key compliance program areas, including policy.... Job Description The Manager, Compliance will play a pivotal role in shaping and implementing the company's ethics and compliance program...
of the General Counsel / Fair Hearing Administration is recruiting for one (1) Eligibility Specialist, Level II to function... as Eligibility Compliance Worker for their MICSA Fair Hearing Unit who will: - Gather information regarding client eligibility...
our world-class capabilities in investment grade private credit. Job Description: The Compliance AVP will work on a variety... of compliance-related matters involving the investment businesses described above. Responsibilities: Primary...
, operations, investor relations) and external clients. Management of external counsel. Negotiation and review of various legal...
clients and counterparties. External Counsel Management: Manage relationships with external legal counsel to ensure... efficient and effective support for Strategic Partners’ initiatives. Special Projects: Assist the General Counsel with diverse...
Counsel is partnering with a leading national law firm to identify an Associate Attorney with 2–6 years of experience... providers, life sciences companies, and related industry stakeholders on complex regulatory, transactional, and compliance...
Corporate Finance Associate Attorney (3–6 Years) Direct Counsel is seeking a Corporate Finance Associate Attorney... agreements, and related transactional documents Advising on covenant compliance Leading due diligence teams and coordinating...
Counsel is partnering with a leading national law firm to identify an Associate Attorney with 3–5 years of securities... and compliance, including ʼ34 Act filings Draft and negotiate transactional and disclosure documents Assist with corporate...
Finance & Restructuring Associate Attorney – Corporate Finance (3–6 Years) Direct Counsel is seeking a Finance..., and related documents Advising on covenant compliance Leading due diligence teams Coordinating with specialists Managing...