and grow into your best selves. Here you are supported, here you are celebrated, here you can thrive. Title: VP, Legal..., Ethics & Compliance Your New Role You will contribute to Warner Bros. Discovery’s mission by ensuring that WBD’s CNN, DTC...
. Job Description Key Responsibilities Assist with developing the Global Ethics & Compliance Program priorities. Provide legal guidance... independently. Other Reports to the VP, Global Ethics & Compliance Program Cushman & Wakefield also provides eligible...
Compliance team, including administration of the firm's Code of Ethics. Education/Experience: Minimum 10 years of experience... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
Compliance team, including administration of the firm’s Code of Ethics. Education/Experience: Minimum 10 years of experience... of existing and proposed regulations to registered investment advisers is a must. Proactively identify compliance issues...
that transcend business lines, legal entities and jurisdictions of operation. The Sales and Trading Compliance Group... compliance or legal experience > Knowledge of broker-dealer and swap dealer regulatory compliance including MSRB, FINRA, SEC...
VP – Non-Financial Risk (Reporting) Americas Risk Department The Americas Risk Department, as a 2nd line of defense... organization, provides common risk management oversight and services to all businesses and legal entities across Mizuho...
VP – Non-Financial Risk (FO Coverage) Americas Risk Department The Americas Risk Department, as a 2nd line... of defense organization, provides common risk management oversight and services to all businesses and legal entities...
, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance... with industry regulations. Build a culture of responsible finance, good governance and supervision, expense discipline and ethics...
to our Compliance team (days vary by region). These investments will be reviewed to ensure they meet Code of Ethics requirements... surveillance for existing ratings. Manage project development workflow and compliance Prepare and present new transactions...
to our Compliance team (days vary by region). These investments will be reviewed to ensure they meet Code of Ethics requirements... surveillance for existing ratings. Manage project development workflow and compliance Prepare and present new transactions...