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Keywords: Director, Capital Markets Business Risk & Controls Management, Location: New York City, NY

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Director, Capital Markets Business Risk & Controls Management

. The Business Management Risks and Controls team (the Team) serves as the primary liaison between all Capital Markets Front... In addition to the primary Business Risk responsibilities, the role will also assist in Global Markets business management...

Company: CIBC
Location: New York City, NY
Posted Date: 23 May 2025
Salary: $150000 - 180000 per year

Director, Capital Markets Business Control Officer

management for the SMBC Capital Markets, Inc. (CM) business. Performs risk management framework and related risk assessments... of benefits to its employees. Role Description The SMBC Capital Markets, Inc. Capital Market Business Control Officer...

Posted Date: 27 Jun 2025

Internal Audit Director - Risk Management (Capital Planning)

We're seeking someone to join our team as a Director on the Risk Management Capital Planning audit team to lead.... This is a Director level position within Business Audit, which is responsible for inspecting controls in front, middle and back offices...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $90000 - 185000 per year

Director, Project Management - Capital Markets

a comprehensive Project Management framework tailored specifically for capital markets technology with emphasis on Calypso trading... overhead Risk Management Expertise: Balances innovation with appropriate risk controls in a highly regulated environment...

Company: Nasdaq
Location: New York City, NY
Posted Date: 02 May 2025
Salary: $135000 - 180000 per year

Director, Capital Markets

DIRECTOR, CAPITAL MARKETS Current is a leading consumer fintech platform transforming financial access for everyday... and mission to improve financial outcomes. ABOUT THE ROLE: The Current Finance team is looking to hire a Director of Capital...

Company: Current
Location: New York City, NY
Posted Date: 15 Apr 2025

Commercial & Investment Bank Treasury - Capital Management - Executive Director

us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk... manage the firm's capital in an ever shifting market environment-evaluating business profitability under existing and new...

Company: JPMorgan Chase
Location: Brooklyn, NY
Posted Date: 15 May 2025

Risk Data Management Director

of benefits to its employees. Role Description The Director - Risk Data Management role will be within the Risk Department... (RMDAD), reporting to the Executive Director - Risk Data Management. Role Objectives: Delivery Execute data governance...

Posted Date: 05 Jul 2025

Compliance Manager – Equity Sales, Trading & Capital Markets

, Trading, and Capital Markets lines of business. This position will report to the Compliance Director and is primarily... during regular monitoring and testing activities to Compliance Director and business line management. Stay abreast of the local...

Posted Date: 03 May 2025

Director, Business Control Officer

pertaining to processes and controls. Coordinates management of risk appetite, limits and guideline setting & issue management... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 05 Jun 2025

Director, Business Management

Operations, Business Processes, Capital Markets, Communication, Company Policies, Critical Thinking, Customer Experience (CX... they are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing: The US Business Management group provides direct...

Company: CIBC
Location: New York City, NY
Posted Date: 13 Jul 2025
Salary: $150000 - 180000 per year

Risk Data Management Vice President

Department (RMDAD), reporting to the Director - Risk Data Management. Role Objectives Execute data governance, improve... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 05 Jul 2025
Salary: $143000 - 185000 per year

Risk Data Management Vice President

Department (RMDAD), reporting to the Director - Risk Data Management. Role Objectives Execute data governance, improve... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 08 May 2025

FS R&R – Financial Risk Transformation, Director

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Director..., modify and build/assess process workflows & controls in the Risk Reporting to enable effective management and accuracy...

Company: PwC
Location: New York City, NY
Posted Date: 26 Jun 2025

Audit Director - Product and Valuations Control

of capital markets products. Understand the trading desks risk profiles and effectively challenge adequacy of Liquidity/ Model... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 08 May 2025

Fraud Management Director

Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Director... challenges by enhancing fraud management programs. As a Director you set the strategic direction, lead business development...

Company: PwC
Location: New York City, NY
Posted Date: 25 Jun 2025

Cloud Security Risk Assessment Vice President

clear roles and responsibilities on risk management processes, ensuring information security risks and controls throughout... Cloud security risk and controls and can simplify and articulate risk and controls to both technical and business...

Posted Date: 29 Jun 2025
Salary: $143000 - 185000 per year

Senior Cyber Security Architect - Director

with business goals while proactively reducing risk and enabling secure business operations. This role reports to the Director... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 13 Jul 2025

Director, Volcker Compliance - Central Office

. Significant knowledge of change/program management, financial operations and planning, risk and controls management, IT processes... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 10 Jul 2025

Loan Workout - Director

of credit and default risk and associated collateral management to streamline workflows and design relevant controls... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 27 Jun 2025

Director of Treasury Ops

management, and operational risk mitigation across our digital asset and fiat treasury ecosystems. The ideal candidate... business. Significant experience working in institutional crypto, including settlements, wallet management, custody...

Posted Date: 26 Jun 2025