Managers to provide commentary on global status reporting of Periodic Reviews Work with the Global Head of AML/KYC – First...). The Head of AML/KYC Periodic Reviews – First Line of Defence will be responsible to stand up the AML/KYC Periodic Review...
to the prospect clients and the business. ROLES, SCOPE and REPORTING STRUCTURE The Head Global Markets (GM) KYC reports... into: Head FLoD KYC Head Global Markets(GM) KYC has oversight of appr. 3+ employees. KEY RESPONSIBILITIES Responsible...
of compliance practices, including monitoring, regulatory reporting, AML/KYC processes, and policy management. This role reports..., assess impacts, and support the implementation of required changes. Provide support on complex AML/KYC issues and liaise...
compliance within the risk and compliance framework. Conduct periodic reviews and audits to identify and address potential risks... in a trading environment. Strong knowledge of international trading practices, compliance standards (e.g., AML, KYC, sanctions...