Recruit Ref: L0594771580 Posting Date: 2025-08-01 Bank Of Communications Co Ltd - HK Branch Head of Legal... and Compliance Advise senior management to ensure the Bank Group's due compliance with internal policies and applicable laws...
currently has 202 domestic branches, comprising 30 provincial branches, 7 branches directly managed by the Head Office and 165... expansion and specializing in wealth management”. Advise senior management to ensure the Bank Group's due compliance...
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding... for all our stakeholders. Responsibilities 1. Support BU and SU to comply with latest legal, regulatory and internal requirements...
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding... for all our stakeholders. Responsibilities 1. Support BU and SU to comply with latest legal, regulatory and internal requirements...
; Provide constructive compliance solution and advice to Types 1,4,6,9 businesses; Monitoring & surveillance of clients... with other front and back office functions to optimize efficiency. General Knowledge of FATCA and CRS Other tasks assigned by Head...
at www.cmbc.com.cn. Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure... the Bank's operations are in compliance with the regulatory and group requirements. Lead the compliance function...
's compliance with regulatory requirements Prepare regular and ad-hoc compliance reports to the Management and our Head Office... compliance matters Provide advisory support to the business units on regulatory and compliance requirements (e.g. marketing...
including corporations, governments, institutions and individuals. As the Head for the APAC Technology & Data Legal practice... looking to improve through your leadership. Primary Responsibilities To serve as a Head of the APAC Technology & Data Legal practice...
of their activities and for which they are responsible. The Head of Compliance, Insurance is the senior accountable executive... to join our team as Head of Compliance, Insurance, reporting to Head of Regulatory Compliance WPB. Principal responsibilities...
or financial services industries in Hong Kong, and a strong track record of execution of compliance programs. As Head of Compliance... countries. You will lead all regulatory and compliance matters, including designing compliance strategies in line with legal...
for an experienced candidate to head the FCC team. Position Responsibilities Develop and implement a robust financial crime... compliance strategy aligned with regulatory expectations and business objectives. Advise senior management and the board...
for an experienced candidate to head the FCC team. Position Responsibilities Develop and implement a robust financial crime... compliance strategy aligned with regulatory expectations and business objectives. Advise senior management and the board...
is currently seeking a Head of Compliance, an individual contributor role providing expert leadership and oversight... to serve institutional and high-net-worth clients. Fully licensed and committed to the highest standards of compliance...
prosperity of all." Job Summary: Group Compliance seeks to ensure that HKEX Group has adequate procedures and controls.... This role will report into the Group Chief Compliance Officer and will be a member of the Compliance management team...
Internal Global Head, Legal, WRB Country Legal teams supporting WRB CEO, Hong Kong Head, Private Banking, GCNA Conduct... Job Summary We are seeking a highly skilled and experienced Senior Legal Counsel to join our team, focusing on advising...
: Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited... & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and management...
developments and regulatory changes in the banking sector Key Stakeholders: Group General Counsel Head of CIB Legal, Banking... and other Legal Management Team members CIB Legal team members Legal Documentation Unit The Head of Global Banking...
Professionals within the Legal and Compliance Division of the Firm ('LCD') provide a wide range of services to our business units... Kong. Reporting directly to the Head of Sales and Trading Legal for Asia Pacific, we are looking for candidates...
developments and regulatory changes in the banking sector Key Stakeholders: Group General Counsel Head of CIB Legal, Banking... and other Legal Management Team members CIB Legal team members Legal Documentation Unit The Head of Global Banking...
. JOB PURPOSE & ACCOUNTABILITIES Reports to Head of Legal in Asia Pacific Region. Value Added Partner Provide legal advice..., Singapore, Sydney, Tokyo and mainland China. Identify legal risks, and significant incidents of non-compliance, and escalate...