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Keywords: Head of Regulatory, Location: New York City, NY

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Head of Regulatory

. We are seeking an exceptional regulatory lawyer to serve as Head of Regulatory, leading a high-performing global team responsible...Our Regulatory team provides essential guidance to TikTok and its family of products, ensuring that our innovation...

Company: TikTok
Location: New York City, NY
Posted Date: 11 Sep 2025

Head of Regulatory Affairs

Our client, a top-tier management consulting firm, is seeking a seasoned Head of Regulatory Affairs to serve as a key... liaison with major regulatory agencies and lead regulatory submission strategies across the organization. The ideal candidate...

Company: TheStaffed
Location: New York City, NY
Posted Date: 30 Jul 2025

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director... of Jobs - Compliance / Financial Security Job title Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 29 Jun 2025
Salary: $25000 - 30000 per year

Head of Investment and Corporate Banking Regulatory Compliance (“ICBRC”) Americas - Director

Summary: The Investment and Corporate Banking Regulatory Compliance (“ICBRC”)- Americas is responsible for the... regulatory Advisory function and the CMG function (dedicated to management of conflicts of interest, MNPI and the proper...

Posted Date: 28 Jun 2025
Salary: $25000 - 30000 per year

Executive Assistant Regulatory Affairs

Assistant will support the Head of Regulatory Affairs Principal Duties and Responsibilities Function as gatekeeper to Head...About the Team The Mizuho U.S. Operations (“MUSO”) Regulatory Affairs Group is responsible for managing the Bank...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 17 Sep 2025
Salary: $105000 per year

Non-Financial Regulatory Reporting

and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities Generate.... About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for the execution...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 13 Sep 2025
Salary: $77000 - 100000 per year

2026 Campus Recruitment Legal & Compliance Department Consumer and Regulatory Compliance Associate

for: Ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank Regulatory... and Monitoring Assist with annual and ad-hoc risk assessments for Consumer and Regulatory Compliance Risk Assessment (e.g., lending...

Company: Bank of China
Location: New York City, NY
Posted Date: 13 Sep 2025

2026 Campus Recruitment Financial Management Financial Regulatory Reporting Associate

of regulatory documents and reports and liaise with other departments/branches, non-branch entities and Head Office for various... preparation, coordination, submission and management of regulatory data, reports and requests. Other responsibilites include...

Company: Bank of China
Location: New York City, NY
Posted Date: 12 Sep 2025

Legal & Compliance Department-Consumer and Regulatory Compliance Team (CRCT) Associate

is responsible for ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank... Regulatory Compliance; Ensure accurate and meaningful compilation and reporting of periodic Reg-related metrics data; Acquiring...

Company: Bank of China
Location: New York City, NY
Posted Date: 25 Aug 2025

Legal & Compliance Department-Consumer and Regulatory Compliance Team (CRCT) Associate

is responsible for ensuring compliance with consumer laws and regulations and serve as back-up for the Head of Consumer and Bank... Regulatory Compliance; Ensure accurate and meaningful compilation and reporting of periodic Reg-related metrics data; Acquiring...

Company: Bank of China
Location: New York City, NY
Posted Date: 25 Aug 2025

Legal and Compliance Department - Consumer and Regulatory Compliance Team Intern

appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Assist... of all required monitoring reports for Head of the Consumer and Regulatory Compliance. Assist with monitoring, tracking and responding...

Company: Bank of China
Location: New York City, NY
Posted Date: 02 Aug 2025
Salary: $18 per hour

Legal and Compliance Department - Consumer and Regulatory Compliance Team Intern

appropriately, and report such findings to Head of the Consumer and Regulatory Compliance, and track required remediation. Assist... of all required monitoring reports for Head of the Consumer and Regulatory Compliance. Assist with monitoring, tracking and responding...

Company: Bank of China
Location: New York City, NY
Posted Date: 02 Aug 2025
Salary: $18 per hour

Lead Auditor - Regulatory Compliance

Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

Manager / Regional Supervisor / Head of Local Audit of any major control weaknesses (reputational, regulatory, compliance...Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory...

Posted Date: 31 Jul 2025
Salary: $150000 - 185000 per year

Lead Auditor - Regulatory Compliance

Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jul 2025
Salary: $150000 - 185000 per year

Policy, Governance and Regulatory - Credit Risk (Risk Management) : Job Level - Associate

, and Regulatory Team (CPGR), which is part of the Credit Risk Management (CRM) Second Line of Defense. CPGR is led by the Global Head... of Credit Policy, Governance and Regulatory. CPGR (1) develops, enhances, and maintains Credit policies and procedures, (2...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 24 Jul 2025
Salary: $85000 - 140000 per year

Senior Manager, Healthcare Regulatory Intelligence

, requiring flexibility and autonomy. Reporting to the Global Head of Regulatory Intelligence (UK), the role will have regular... to collaborate and learn from each other, completely free of barriers. Your role: As Senior Manager, Healthcare Regulatory...

Company: Global Relay
Location: New York City, NY
Posted Date: 16 Jul 2025

Ops Risk & Regulatory Control - Swaps Reporting Lead- VP

We're seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage... the performance and the regulatory risk for the North America Regimes (CAT, CFTC, CSA, SEC). On a daily basis that team...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 12 Jul 2025
Salary: $120000 - 173000 per year

Global Compensation Consultant, Head of Wealth Management and Asset Management

Consultant, Head of Wealth Management and Asset Management/Global Compensation The Global Compensation Consultant Head... structures support business objectives, are competitive to market, compliant with regulatory standards, and aligned with the firm...

Company: Northern Trust
Location: New York City, NY
Posted Date: 26 Sep 2025