Risk team. This individual will be responsible for monitoring and referring all insider risk threats to the Global... Investigations Team as well as assisting the team in building a proactive insider risk program. Your Impact in Role Manage...
, such as Insider trading, Wash trading, Spoofing/layering, Front running and other misconduct. 2. Quality & Timely Reviews: Ensure... and risk mitigation. 3. Maintain Accurate Records: Document every investigation with clear, factual commentaries, including...
manipulation, such as Insider trading, Wash trading, Spoofing/layering, Front running and other misconduct. 2. Quality & Timely... for regulatory compliance and risk mitigation. 3. Maintain Accurate Records: Document every investigation with clear, factual...