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Keywords: Internal Audit Director - Wealth Management, Location: New York City, NY

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Internal Audit Director - Wealth Management

We're seeking someone to join our team as a Director to perform assurance activities of the Wealth Management business.... The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 30 Jul 2025
Salary: $108000 - 155000 per year

Internal Audit Director - Legal & Compliance

Morgan Stanley is seeking a financial services professional to join our team as an Internal Audit Director. The.... The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 23 Jul 2025
Salary: $108000 - 155000 per year

Audit Expert, IB Execution Services & Research

, and ultimately more innovative. We're looking for an Audit Expert (Associate Director) to: plan, execute and lead audits, conduct..., and escalate any significant concerns appropriately. where relevant, develop issues and audit reports according to our internal...

Company: UBS
Location: New York City, NY
Posted Date: 25 Sep 2025
Salary: $119000 - 156000 per year

Regulatory Reporting Quality Assurance Director

banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide... across all areas of Finance, Firm Operational Risk Department, the Front Office, Internal Audit as well as Operations, providing...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 02 Oct 2025

Director - Head of Mutual Fund and Alternative Investment Operations

controls, Workflow Supervisor Procedures, internal risk reporting, and all external regulatory/audit/exam inquiries. Develop... of experience in wealth management operations. 5+ years of experience managing mutual fund and alternative investment operations...

Posted Date: 28 Sep 2025

Managing Director - Warehouse Lending

, along with other internal and external parties at management's direction. Non-credit risk management and mitigation, including effective..., including capital markets, treasury management, wealth management Excellent communication, organization and project management...

Posted Date: 15 Aug 2025

Regulatory Reporting Quality Assurance - Director

services firm providing a wide range of investment banking, securities, investment management and wealth management services... and objectives. The group interacts across all areas of Finance, Firm Operational Risk Department, the Front Office, Internal Audit...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $90000 - 155000 per year

Release Engineering and Change Manager (Director)

Release Engineering and Change Management (RCM) department in Core Platform Services in Wealth Management Technology... with all levels of the organization, including internal and external audit teams and risk teams. Proven ability to act and deliver...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 19 Aug 2025
Salary: $120000 - 165000 per year

Treasury Controllers Regulatory Vice President

interpretations - Perform peer analysis of regulatory capital metrics - Support regulatory, external, and internal audit requests... range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 17 Sep 2025
Salary: $120000 - 205000 per year

Senior Analyst – Corporate Ratings Leisure team

analytical contact with rated entities' senior management, and presentation of analytical findings to internal and external...Job Description: About the Role: Grade Level (for internal use): 11 The Team / The Business: When you join S&P...

Company: S&P Global
Location: New York City, NY
Posted Date: 03 Sep 2025
Salary: $110000 - 150000 per year

Global General Ledger Control (GGLC) - Vice President

, securities, investment management and wealth management services. As a market leader, the talent and passion of our people... content and quality of substantiation and attestation, dovetailing with the Firm's Internal Audit and SOX reviews - Driving...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 20 Aug 2025
Salary: $120000 - 205000 per year

Regulatory Capital Controller

to Derivative Assets and RWA calculations Participate in internal audit and regulatory reviews Work and collaborate with team... capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 31 Jul 2025
Salary: $90000 - 155000 per year