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Keywords: Internal Audit Vice President – Legal and Compliance, Location: New York City, NY

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Internal Audit Vice President – Legal and Compliance

Morgan Stanley is seeking a financial services professional to join our team as an Internal Audit Vice President. The... candidate will join our Compliance Audit team, which is responsible for oversight and execution of our Legal and Compliance...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 23 Jul 2025
Salary: $135000 - 203000 per year

Vice President, Corporate Legal

The opportunity Unity is looking for a Vice President, Corporate and Securities to join its Legal team. In this role... with all levels of the business. This role reports to the Senior Vice President, Chief Legal Officer of Unity, and will be located...

Posted Date: 12 Jun 2025

Vice President, Compliance

President, Compliance, this position will provide strategic compliance oversight to the Finance organization while providing... across the Enterprise such as the General Counsel's Organization, Audit, and 2LOD Global Compliance and Ethics groups...

Company: American Express
Location: New York City, NY
Posted Date: 18 Jul 2025

Prime Brokerage Compliance Manager, Vice President

Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking... functions (Risk, Legal, Audit and IT) and participate in and provide management oversight on the development of the Compliance...

Company: State Street
Location: New York City, NY
Posted Date: 15 Jul 2025
Salary: $130000 - 212500 per year

Compliance, GBM Public Compliance -Equities, Prime Services, Vice President

Legal, Risk, Finance, Operations, Technology, and Internal Audit. Responsibilities: Provide day-to-day line Compliance...Job Category: Vice President Job Description: Global Compliance Our division prevents, detects and mitigates...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 25 May 2025

Compliance Risk Management Lead - Vice President

and functional CCOR teams and key stakeholders, including Legal, Business Control Managers, Technology, Internal Audit, Finance... management of compliance and conduct risks. Collaborate with legal, regulatory engagement, the business and other control...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 20 Jul 2025

Vice President-Cybersecurity Audit Manager

of benefits to its employees. Overview SMBC is seeking an experienced Audit Vice President with a minimum of 7 years... and other related technology controls. Reporting to the Cybersecurity Audit Team Head, the Audit Vice President will be responsible...

Posted Date: 16 May 2025

Vice President- Business & Program Manager – Firmwide Privacy Office

, delivering cross-functional initiatives that drive compliance and innovation. As a Vice President-Business & Program Manager... (Finance, Tech, Ops, Legal, Compliance, HR, Audit) to achieve business outcomes. Act as a trusted advisor to the Firmwide Head...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 26 Jul 2025

Investment Bank & Americas Sanctions Advisory Specialist - Vice President

Job Description: Job Title Investment Bank & Americas Sanctions Advisory Specialist Corporate Title Vice President... experience with large financial institution in compliance, legal or financial crime function. Expertise in sanctions regulations...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 24 Jul 2025
Salary: $125000 per year

Institutional Client Group, Business Control Unit, Americas - Vice President

with colleagues across the business, infrastructure functions and internal audit. This is a wonderful opportunity to support a global... are consistently followed Address regulatory, audit, compliance or other findings that require remediation – including control design...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 10 Jul 2025
Salary: $170000 per year

Corporate / Board Secretary - Assistant Vice President / Vice President

Job Description: Job Title Corporate / Board Secretary Corporate Title Assistant Vice President / Vice President... governance of and compliance with applicable laws, rules, regulations, and internal policies applicable to our US Boards...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 08 Jul 2025
Salary: $125000 per year

Vice President of HR and Corporate Platforms Technology

vision across Human Resources, Legal, Compliance, Audit, Communication, and Corporate Responsibility functions. This role... and business demand trends. Legal, Compliance, Communication, Corporate Responsibility & Audit Technology Enablement Lead...

Company: New York Life
Location: New York City, NY
Posted Date: 04 Jul 2025

Vice President of Medical Affairs

and implementing corrective actions Collaborate with legal and compliance teams to ensure all medical practices align with relevant... your work to matter? Join us in building a future of accessible, innovative, and compassionate care. About the role The Vice...

Company: LifeMD
Location: New York City, NY
Posted Date: 04 Jul 2025

Vice President, U.S. Banks 1st Line Business Risk

implementation of the Banks’ Regulation W compliance monitoring program. As a Vice president, you will join a team of risk..., Compliance and Operational Risk teams. · Coordinate the U.S. Banks’ Reg W Internal Audit and Second Line of Defense audit...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 04 Jul 2025
Salary: $110000 - 190000 per year

Project Finance Manager - Energy & Infrastructure - Vice President

a dynamic, thoughtful and collaborative professional to join our Project Finance Team as Vice President, covering North American... required for compliance and execution, including profitability analysis, committee approvals, legal due diligence, KYC, and closing checklists...

Company: MUFG
Location: New York City, NY
Posted Date: 04 Jul 2025
Salary: $18000 - 25000 per year

Vice President of HR and Corporate Platforms Technology

vision across Human Resources, Legal, Compliance, Audit, Communication, and Corporate Responsibility functions. This role... and business demand trends. Legal, Compliance, Communication, Corporate Responsibility & Audit Technology Enablement Lead...

Company: New York Life
Location: New York City, NY
Posted Date: 03 Jul 2025

FID, Transaction Management Group – Associate/Vice President

functions (operations, controllers, legal, compliance, risk, tax, audit) to optimize, monitor and govern the business... will be between $150,000 and $200,000 per year at the commencement of employment for Associate and between $160,000 and $250,000 for Vice President. However, base...

Company: Morgan Stanley
Location: New York City, NY
Posted Date: 20 Jun 2025

Investment and Corporate Banking Advisory - Americas (“ICBRC”) - Vice President

Investment and Corporate Banking Advisory - Americas (“ICBRC”) - Vice President Vacancy details General information... Investment and Corporate Banking Advisory - Americas (“ICBRC”) - Vice President Contract type Permanent Contract...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 19 Jun 2025

Senior Vice President, Group Manager – Structured Finance Transaction Management

objectives. Liaises with internal and external business contacts such as Compliance, Audit, Risk, Legal, Business.... This is what #LifeAtBNY is all about. We're seeking a future team member for the role of Senior Vice President, Group Manager - Structured...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 19 Jun 2025
Salary: $120000 - 180000 per year

Business Line AFC - Corporate Banking Advisory - Vice President

Job Description: Job Title Business Line AFC - Corporate Banking Advisory Corporate Title Vice President Location... Middle Office, client lifecycle management (CLM), Legal, Advisory Compliance, etc.) relating to complex AFC issues; Support...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 05 Jun 2025
Salary: $125000 per year