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Keywords: Investment Banking Compliance Officer, Location: New York City, NY

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Investment Banking Compliance Officer

Growing Investment banking client is seeking a seasoned compliance professional with deep expertise in Investment... experience developing, implementing, and maintaining firm compliance policies supporting Investment Banking and Research...

Company: Phaxis
Location: New York City, NY
Posted Date: 31 Jan 2026

Lead Finance Officer (Investment Banking) - C16 - NEW YORK

Advisory, and Valuation services. Position Overview The Investment Banking (IB) Lead Finance Officer (LFO) is a senior...Investment Banking Overview Citi Investment Banking (IB) provides advisory, debt and equity capital markets solutions...

Company: Citigroup
Location: New York City, NY
Posted Date: 17 Jan 2026

Analyst - Business Management, Global Corporate & Investment Banking

in banking compliance and operations processes Proficiency with Microsoft Office Suite, specifically MS Excel and PowerPoint... will provide more details. Job Summary: The Business Management team sits within MUFG's Global Corporate & Investment Bank...

Company: MUFG
Location: New York City, NY
Posted Date: 17 Jan 2026
Salary: $85000 - 100000 per year

Wealth Management , Chief Investment Officer Equities Team, Vice President

across six business segments including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth..., and actionable insights to portfolio managers and other investment professionals. Compliance: Maintain a consistent focus...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 07 Jan 2026

Executive Assistant - Chief Compliance Officer Americas

Crédit Agricole CIB is the corporate and investment bank of the Crédit Agricole group, the 10th largest banking group... of Jobs - Administration / Facilities Management Job title Executive Assistant - Chief Compliance Officer Americas Contract...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jan 2026
Salary: $90000 - 105000 per year

Executive Assistant - Chief Compliance Officer Americas

Crédit Agricole CIB is the corporate and investment bank of the Crédit Agricole group, the 10th largest banking group... of Jobs - Administration / Facilities Management Job title Executive Assistant - Chief Compliance Officer Americas Contract...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 30 Jan 2026
Salary: $90000 - 105000 per year

Compliance Officer, Regulatory Relations Core Compliance

Compliance Officer within Regulatory Relations Core Compliance assists in the development and execution of core compliance... Job Posting: The Compliance Officer supports consumer regulatory compliance functions for the Company and supports the...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $75000 - 95000 per year

Sr. Compliance Officer - Compliance Oversight Program (Associate) - TD Securities (US)

Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $100000 - 135000 per year

Senior Compliance Officer – Monitoring and Testing

Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $110000 - 135000 per year

Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)

Securities Compliance team is seeking a Senior Compliance Officer (Associate-level) to join the Surveillance Data Quality Team... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $100000 - 135000 per year

Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US)

Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core... with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program...

Company: TD Bank
Location: New York City, NY
Posted Date: 28 Jan 2026
Salary: $100000 - 135000 per year

Compliance Risk Assessment Officer - VP

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 22 Jan 2026
Salary: $140000 - 180000 per year

Compliance - Reporting & Training Officer (RTO)

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 22 Jan 2026
Salary: $140000 - 175000 per year

Compliance Risk Assessment Officer - VP

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 22 Jan 2026
Salary: $140000 - 180000 per year

Compliance - Reporting & Training Officer (RTO)

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 22 Jan 2026
Salary: $140000 - 175000 per year

AML / OFAC Compliance Officer / Advisory (Financial Security)

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 31 Dec 2025

AML / OFAC Compliance Officer / Advisory (Financial Security)

Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking... and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 26 Nov 2025

Investment Management Governance Office Senior Fiduciary Business Manager

INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR FIDUCIARY BUSINESS MANAGER WHAT IS THE OPPORTUNITY? Working... within the Investment Management Governance Office of the Wealth Management division, this role will be responsible for the...

Posted Date: 22 Jan 2026

Business Manager for Global Banking Marketing - Vice President

Management team as a Vice President, and provide direct support to the Chief Marketing Officer for Global Banking, which includes... Global Investment Banking, Global Corporate Banking, and Commercial Banking. As a Vice President in the Commercial...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 22 Jan 2026

Vice President – Compliance Regulatory Change Lead

businesses. This Compliance Officer is a key member of the TDS US Core Compliance Team and U.S. Wholesale Compliance Group...Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail...

Company: TD Bank
Location: New York City, NY
Posted Date: 31 Jan 2026
Salary: $150000 - 180000 per year