and expectations in relation to risk management for investment firms, fund management companies, wealth managers and investment... of solutions to address risk and compliance requirements. A proven track record within the sector with exposure to risk management...
and expectations in relation to risk management for investment firms, fund management companies, wealth managers and investment... of solutions to address risk and compliance requirements. A proven track record within the sector with exposure to risk management...
function. This is a hands-on role offering real exposure across portfolio construction, investment research, risk management...Junior Portfolio Manager Full-time | London-based investment firm The Opportunity A boutique investment...
solo-regulated firms, including firms in the Investment Management and Wealth sectors. As part of the team, you will also manage... Advisory Practice and is a centre of excellence, specialising in prudential regulation, risk governance and risk management...
Minimum of 6 years of experience as a compliance officer, in a risk management role, ideally with a nexus to Private Wealth... into divisional compliance groups and centralized compliance groups. OUR IMPACT: Goldman Sachs Private Wealth Management (PWM...
Investment Risk Governance team sits within the Risk & Compliance function and plays a critical role in Aberdeen’s oversight... oversight. About the Role As a Senior Investment Risk Manager based in London, you will deliver independent oversight...
in risk or control management within the financial services sector, with a focus on compliance and operational risk mitigation..., including Disability/Veterans About the Team: J.P. Morgan Asset & Wealth Management delivers industry-leading investment...
Senior Manager - Risk & Compliance, Investment Management & WealthLondon Join a fast-growing Risk & Compliance Advisory....Requirements:Typically 8-10 years' experience in risk, compliance, or regulatory advisory within Investment Management or Wealth...
Position Summary State Street Investment Management (IM), formerly known as State Street Global Advisors (SSGA... for our investment teams. We are seeking a Vice President, Program Manager to play a central role in driving this complex program...
professionals develop customized investment strategies and offer a full array of wealth management products and services, including...Job Category: Vice President Job Description: OUR IMPACT Private Wealth Management (PWM) secures, develops...
Manager. What will you do? Assist the management of a client base, under guidance of a senior colleague – Wealth Manager... Management, Investment Risk Management, Private Banking, Product Services Additional Job Details Address: 16 ST HELEN'S PLACE...
customized investment strategies and offer a full array of wealth management products and services, including private banking...Job Category: Associate Job Description: OUR IMPACT Private Wealth Management (PWM) secures, develops and manages...
under management The successful Compliance Analyst should have: Degree qualified, with relevant qualifications in risk, compliance...Exciting opportunity for a Compliance Analyst to lead KYC and AML processes, oversee client onboarding, and manage risk...
controls and processes within the Advice (investment management and financial planning) business to ensure good outcomes..., ideally within a wealth management environment. Understanding of end-to-end business processes and technological impact...
risk management culture across ICB. Contributing to the Compliance and Operational Risk Evaluation (CORE) program..., operations management, legal, compliance, risk, audit and technology control functions to further establish and maintain business...
and innovation. Preferred Qualifications, Capabilities, and Skills: Experience in financial services or digital wealth management... investment is a person with ambitions, motivations and values. While we know that every client is unique, they come to J.P...
, senior management, the CFO and the wider FP&A team. Regulatory responsibilities ¦ Compliance/T&C Ability to demonstrate... an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account...
, and social risk management. Make a meaningful impact by driving operational excellence and strategic initiatives that shape... to a high-impact team. As a Business Manager for Climate, Nature, and Social Risk in our Climate, Nature, and Social Risk team...
About the Business Quilter plc is a leading wealth management business, helping to enable brighter financial futures...’s businesses and the Group . You’ll collaborate with key stakeholders across the business and work closely with Risk and Compliance...
, whilst practising effective risk management, taking account of client outcomes. Attend and participate in all compliance...Our client is an independent, owner-managed company based in Central London, specialising in wealth management...