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Keywords: Managing Director- Regulatory Compliance (Alternative Assets), Location: Dallas, TX

Page: 1

Managing Director- Regulatory Compliance (Alternative Assets)

; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act..., development, implementation, and testing of compliance programs for our clients in the alternative and traditional investment...

Company: IQ-EQ
Location: Dallas, TX
Posted Date: 30 May 2025