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Keywords: My RIA Lawyer, Location: Atlanta, GA

Page: 1

Ria Securities & Compliance Attorney

broker-dealers (BD) and registered investment advisers (RIA). • Advise on compliance with relevant laws, rules..., and regulations for BD and RIA entities. Drafting and Reviewing Compliance Documents • Draft and revise key compliance documents...

Company: My RIA Lawyer
Location: Atlanta, GA
Posted Date: 01 Jul 2025