Prime Brokerage Compliance Professional Company Profile Morgan Stanley is a leading global financial services firm... compliance support for the ISG Prime Brokerage businesses that serve a large institutional client base. The individual...
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking... implementation of all required policies and assist with the compliance oversight of the Broker-Dealer’s prime brokerage activities...
) is a dedicated support team for the Prime Brokerage business unit, specializing in Corporate Actions, Dividend and Income events.... The group's main objective is to ensure that Prime Brokerage clients and their Account Managers have a complete...
as directed by clients to custody, prime brokerage and trading accounts, processes the distribution of monthly statements, handles... ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn...
: Bank of America has one of the biggest Prime Brokerage businesses on the street. To support this business, Equity Linked... job include ensuring that software is developed to meet functional, non-functional and compliance requirements, and solutions...
in a results-oriented environment Proven experience in a client service role, preferably in crypto trading, prime brokerage... ensuring KYC/AML compliance, swift account activation and early engagement with our platform Help drive end-to-end customer...
work experience with foreign exchange or prime brokerage experience preferred Masters degree or CFA (or progress thereto... that supporting your professional and personal goals is the best way to help our clients and advance our business...