like you then please read on! The Role: The Regulatory & Legal Compliance Associate will report to our Compliance Manager, working with the.... WHAT THIS ROLE WILL DO: This associate will support the Regulatory & Legal Compliance team by: Assisting with monitoring...
Monitoring Associate is primarily responsible for reviewing different types of alerts generated (e.g. on intermediary wires... laws and regulation guidance, and to fulfill the departmental deliverable and regulatory expectations. Responsibilities...
Associate Attorney - Corporate (Investment Funds Regulatory) Locations: Chicago, IL | New York, NY | Washington, D.C... on sophisticated regulatory and compliance matters for prominent asset managers, financial institutions, and fund sponsors around the...
ASSOCIATE ATTORNEY INSURANCE TRANSACTIONAL + REGULATORY PRACTICE Preferred locations: Chicago, IL | New York, NY... regulatory matters. Familiarity with insurance regulations, compliance requirements, and corporate transactional work is highly...
Job Category: Associate Job Description: Office of Regulatory Relations The Office of Regulatory Relations... regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement...
and procedures effectively Capability to conduct legal/compliance research and regulatory review Strong organizational skills...The Regulatory Relations Contract Associate will support the Regulatory Affairs Office by coordinating regulatory...
with clients and business, Engineering, Compliance and Legal stakeholders to support reporting functions Analyze internal client...Job Category: Associate Job Description: OPERATIONS Operations division is a dynamic, multi-faceted organization...
Job Category: Associate Job Description: Office of Regulatory Relations The Office of Regulatory Relations... regulatory compliance. We set standards for all regulatory interactions at the firm and oversee certain areas of enhancement...
RBPRSLLC is looking for candidates to fill the position of Regulatory Litigation Associate (Financial Services & Data... is ideal for a litigation associate who thrives in fast-evolving legal areas—working at the intersection of finance, technology...
Associate, you will be responsible for preparing and reviewing complex regulatory reports in compliance with U.S. GAAP... for preparing regulatory filings for multiple legal entities within Mizuho’s U.S. operations. · The team reports directly to the...
globally. Working closely with AIG attorneys around the world to address legal, regulatory and compliance issues of all types...Associate General Counsel, Reinsurance We are seeking an experienced attorney to join the Reinsurance Legal Team...
a Compliance Associate to support the Sanctions, Anti-Money Laundering (AML), and Counter-Terrorist Financing (CTF) Compliance...”). This Compliance Associate will be primarily responsible for supporting the onboarding and ongoing monitoring for institutional...
and design of the FCP Program, including compliance with the respective legal, licensing, and regulatory obligations. Reporting... prevention responsibilities a plus Knowledge of global asset management legal and regulatory compliance, risk management...
legal advice pertaining to research regulatory compliance. This role demands a high degree of discretion, flexibility... and Director of Research Compliance at Einstein. The Associate Counsel for Export Controls and Research Compliance provides...
institutional investors Desire to expand knowledge of regulatory/legal/compliance topics applicable to the asset management... investment, compliance or legal experience; JD, control room experience, and experience with deal-related non-disclosure...
institutional investors Desire to expand knowledge of regulatory/legal/compliance topics applicable to the asset management... as needed in range of ad hoc and special projects with Compliance team and other LMI colleagues ? e.g., risk assessments, regulatory...
with colleagues in Compliance, Legal, Business, Development, and other teams across the firm to ensure compliance with rules.... This is a hybrid role (3 days in the office/2 days remote). Interactive Brokers seeks a motivated and talented compliance officer...
& Associate General Counsel Travel: Less than 10% The Team You Will Join The Corporate Regulatory Practice Group... position is in the Global Sustainability, AFC, Corporate Regulatory Unit of Legal Affairs. The attorney in this position...
Healthcare Regulatory Associate to join a nationally recognized Am Law 100 firm with offices in Washington, D.C., New York... industries on regulatory and compliance matters. This includes knowledge of fraud and abuse laws, HIPAA, corporate practice...
department. Demonstrated expertise in labor and employment law, commercial transactions, and regulatory compliance. Proven.... As we continue to expand and elevate the profile of professional women's soccer in the United States, we are seeking an Associate...