Regulatory Reporting Quality Assurance - Director Company Profile Morgan Stanley is a leading global financial... Risk and Assurance group, specifically into the group's Regulatory Reporting Quality Assurance team (RRQA). The Finance...
. Our employees support numerous activities such as Product Controllership, Profit & Loss (P&L) analysis, Regulatory Reporting... the Firm’s financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities...
Job description Business type Types of Jobs - General Inspection / Audit Job title Lead Auditor - Regulatory Compliance Contract... corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of the audited...
to reducing humanity's collective environmental footprint - we've got huge goals. As Litigation and Regulatory Counsel... disputes) and providing sharp, actionable advice on complex regulatory questions. This is a unique opportunity to work cross...
Our client, a top-tier management consulting firm, is seeking a seasoned Head of Regulatory Affairs to serve as a key... liaison with major regulatory agencies and lead regulatory submission strategies across the organization. The ideal candidate...
graduate to work on many different parts of the AQMetrics risk and regulatory reporting applications. This individual... will be involved in all areas of the Regulatory Reporting team. The role will be wide ranging allowing the Graduate to work on many...
is seeking candidates for the position of Assistant Chief Regulatory Unit in the Health Bureau. Duties include..., but are not limited to, the following: Oversees the activities of the three Regulatory Compliance Units and works with the Assistant...
firm from sanctions with policies and procedures that meet regulatory requirements around the world. They also strive... to maintain cooperative relationships with governmental policy makers and the regulatory and self-regulatory agencies that govern...
, and Regulatory Team (CPGR), which is part of the Credit Risk Management (CRM) Second Line of Defense. CPGR is led by the Global Head... of Credit Policy, Governance and Regulatory. CPGR (1) develops, enhances, and maintains Credit policies and procedures, (2...
job responsibilities include: Coordinate with Compliance team members and others in preparation of regulatory reports and filings (e.g... on compliance and regulatory matters relating to: SEC and CFTC registrations, ERISA, and federal, state and international securities...
Job Category: Policy Job Description: The Regulatory Reporting Policy team sits within Corporate Finance... Controller, Corporate Accounting Policy, Regulatory Reporting Policy, Inter-entity Analysis, Quality Review & Control and SEC...
1,350 professionals based in New York, Westchester, London, Hong Kong, Dublin, Glasgow, Mumbai, and Bangalore. Regulatory Reporting... Overview The Regulatory Reporting team at Morgan Stanley Fund Services provides our hedge fund clients reporting solutions...
to collaborate and learn from each other, completely free of barriers. Your role: As Senior Manager, Healthcare Regulatory... and regulatory governance, will contribute to a distinct team of subject matter experts at Global Relay, enhancing our brand value...
We're seeking someone to join our team as a New York Swaps Reporting lead in Ops Risk & Regulatory Control to manage... the performance and the regulatory risk for the North America Regimes (CAT, CFTC, CSA, SEC). On a daily basis that team...
Innova Solutions is immediately hiring for a Regulatory Guidance Manager. Position type: Full Time Duration: Full... Time Location: Remote/Occasional onsite in NYC As a Regulatory Guidance Manager you will: The Regulatory Guidance...
The Global Privacy & Regulatory Affairs legal team manages and oversees privacy and regulatory matters and initiatives...: - Managing regulatory inquiries, investigations and enforcement actions related to privacy, data protection, and related topics...
: Word, Excel, PowerPoint, and Outlook Strong understanding of BSA, AML, Sanctions, and other related regulatory compliance...
, Excel, PowerPoint, and Outlook Strong understanding of BSA, AML, Sanctions, and other related regulatory compliance...
Industry/Sector Not Applicable Specialism IFS - Internal Firm Services - Other Management Level Manager Job Description & Summary At PwC, our people in brand management, marketing and sales focus on collaboration to develop and execut...
program compliance with federal, state, city, and agency regulatory requirements. Monitors the quality of the services...