Banking, Capital Markets, and Research regulatory frameworks. Extensive knowledge of Client and SEC rules and proven... guidance on regulatory requirements, conflicts management, and supervisory obligations. Responsible for the creation...
, plus two (2) years of experience as a quantitative analyst or related role. OR Bachelor's degree in Quantitative Finance... analyst or related role. Minimum Special Requirements: One (1) year of experience in the following: Working in fixed...
, Quantitative Analyst, Financial Analyst, Market Risk, Regulatory/Capital Reporting, or related occupation. Skills...
& Scope: Works independently as the senior analyst / subject matter expert and may coach and educate others Considered... to internal policies / procedures and applicable regulatory guidelines; contributes to the review of internal processes...
The Wealth Relationship Mgmt. (Branch) Sr. Analyst SAFE Act is a seasoned professional role. Applies in-depth... bonding. Acquire new clients through converting referral leads. Manage client follow-up and adhere to all Regulatory...
Act as the lead analyst responsible for assigning new credit ratings on various fund financing transactions, including..., and spreadsheets. Assess legal, regulatory, counterparty and other risks related to Funds and US SC credit ratings. Train and mentor...
- Job Description: Data Governance Program Manager / Business Analyst to drive delivery across enterprise data governance initiatives... with capital markets experience who has led complex data or regulatory programs and is comfortable balancing strategic planning...
Act as the lead analyst responsible for assigning new credit ratings on various fund financing transactions, including..., and spreadsheets. Assess legal, regulatory, counterparty and other risks related to Funds and US SC credit ratings. Train and mentor...
High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role... Inquiry team to investigate findings and coordinate follow-ups on potential regulatory or internal policy breaches...
and implement legal and other documentation ensuring compliance with credit sanction, Bank and Regulatory policy to minimise risk... associate and analyst teams ensuring delivery of work product (administrative, transactions and transaction related) Manage...
expertise across front-office, risk, finance, regulatory, and technology domains. With over 20 years of experience, a presence... Production Support Analyst. The team is responsible for supporting globally the ION and other platforms. The key focus...
implementing regulatory requirements in conjunction with Global Risk, developing and providing liquidity expertise on drivers... position, and supporting regulatory and management liquidity reporting Oversees processes, risks, and controls, tracking...
and regulatory bodies. AML Analyst o Analyze transaction data to detect patterns indicative of money laundering. o Prepare... by regulatory authorities. o Coordinate with various departments to ensure compliance with consent order requirements. o Develop...
and implement legal and other documentation ensuring compliance with credit sanction, Bank and Regulatory policy to minimise risk... associate and analyst teams ensuring delivery of work product (administrative, transactions and transaction related) Manage...
like those set by the Financial Action Task Force (FATF). o Report findings to senior management and regulatory bodies. AML Analyst... and adapt processes accordingly. Consent Order Specialist o Manage consent orders issued by regulatory authorities...
Investigations Team Associate / AVP (Investigations Analyst) is responsible for (but not limited to) identifying, investigating..., regulations and regulatory guidance that apply to the role. Responsibilities: Include but are not limited to Case...
and regulatory bodies. AML Analyst o Analyze transaction data to detect patterns indicative of money laundering. o Prepare... by regulatory authorities. o Coordinate with various departments to ensure compliance with consent order requirements. o Develop...
Investigations Team Associate / AVP (Investigations Analyst) is responsible for (but not limited to) identifying, investigating..., regulations and regulatory guidance that apply to the role. Responsibilities: Include but are not limited to Case...
expertise across front-office, risk, finance, regulatory, and technology domains. With over 20 years of experience, a presence... Production Support Analyst. The team is responsible for supporting globally the ION and other platforms. The key focus...
like those set by the Financial Action Task Force (FATF). o Report findings to senior management and regulatory bodies. AML Analyst... and adapt processes accordingly. Consent Order Specialist o Manage consent orders issued by regulatory authorities...