as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
as an innovator, industry thought leader and trusted advisor to our clients. The Regulatory Compliance Officer will support general... business and regulatory compliance matters for Hong Kong and also provide periodic regional coverage for other offices in North...
A leading compliance consultancy in Hong Kong is seeking Compliance Specialists to provide regulatory compliance... candidates will have 3 to 12 years of experience in regulatory compliance and a solid understanding of SFC regulations. Fluency...
We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance... is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates...
brightest minds and the best of colleagues meet. Job Description About the Role The Senior Associate will join Clifford... range of investment funds matters, including fund formation, structuring, regulatory compliance, and transactional work. The...
Job Description About the Role The Senior Associate will join Clifford Chance's Transactional Funds and Regulatory... formation, structuring, regulatory compliance, and transactional work. The successful candidate will work closely with partners...
brightest minds and the best of colleagues meet. Job Description About the Role The Senior Associate will join Clifford... range of investment funds matters, including fund formation, structuring, regulatory compliance, and transactional work. The...
Business & Regulatory Risk AVP/Senior Associate, Global Private Bank Business & Regulatory Risk Management Regional... with front office, investment, OR & Compliance professionals Gatekeeper to ensure fulfilment of HKMA regulatory requirements...
Compliance Department oversees and manages Ares' global regulatory compliance and ethics program. Under the leadership of the... Laundering and Counter-Terrorism Financing Program; and Compliance Operations and Regulatory Reporting, which oversee the...
candidate for the following position: GENERAL SUMMARY The Senior Associate / Associate is responsible to provide support... to both compliance function and risk management function of the Hong Kong Branch. ESSENTIAL FUNCTIONS Essential functions include...
Overview Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital... Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key...
Associate to ensure strict adherence to regulatory standards and promote compliance awareness across the organization. The ideal...A renowned regional securities firm in Hong Kong is seeking a motivated Compliance & Anti-Money Laundering Senior...
as Compliance Associate Fresh graduate is also welcome Immediate available is preferred We offer good career prospects... General Compliance related matters Handle enquiries, inspections, audits from regulators and external parties Assist...
Overview As a Senior Compliance Officer based in our Hong Kong office, you’ll help ensure trading activity in Hong... of Asia regulatory developments and compliance issues. Understanding of Hong Kong Securities and Futures Ordinance and SFC...
Overview As a Senior Compliance Officer based in our Hong Kong office, you’ll help ensure trading activity in Hong... of Asia regulatory developments and compliance issues. Understanding of Hong Kong Securities and Futures Ordinance and SFC...
compliance with internal policies, laws, and regulatory standards (SFC, HKEx, and other relevant authorities). Oversee...About Our Client Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti...
compliance with internal policies, laws, and regulatory standards (SFC, HKEx, and other relevant authorities). Oversee...About Our Client Our client is a well-established regional securities firm, is seeking a motivated Compliance & Anti...
A leading financial market operator in Hong Kong seeks a compliance and enforcement professional to oversee various... regulatory practices. The ideal candidate will have a degree in finance or law, at least 3 years of relevant experience in audit...
in Hong Kong. Responsible for the control room and research compliance function within the APAC region, providing clearance... on Investment Research, maintaining watch list and restricted list, and developing a relevant compliance framework and policy...
Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk... continuity management awareness Assist in the self-assessment on various regulatory requirements and regulator onsite / offsite...