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Keywords: Risk, Compliance , Location: New York City, NY

Page: 18

Senior Compliance Officer - Fixed Income

Application Deadline: 10/12/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance... and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance...

Company: Bank of the West
Location: New York City, NY
Posted Date: 24 Sep 2025
Salary: $135000 - 145000 per year

Global Sanctions Policy, Procedure & Project Management Analyst Compliance– International Sanctions Support

on international developments Collaborate with legal, compliance, and business units on cross-border risk matters Support... experience 2+ years of experience in international compliance, risk, or legal support Ability to work across jurisdictions...

Company: American Express
Location: New York City, NY
Posted Date: 23 Sep 2025
Salary: $55000 - 105000 per year

Business Compliance Intern

categories for businesses. To name a few: Builders Risk, Businessowners (known as “BOP” which combines protection from all major..., Wind, Flood; and Excess Liabilities. SCOR's business compliance team ensures we comply with state, federal laws...

Company: SCOR
Location: New York City, NY
Posted Date: 21 Sep 2025
Salary: $25.5 - 27.5 per hour

Compliance - Branch Examiner

as of December 31, 2024. Position: The Compliance team within the Rockefeller Global Family Office division of RCM is seeking a detail... to address and remediate Compliance issue. The successful candidate will be responsible for conducting examinations of branch...

Posted Date: 21 Sep 2025
Salary: $130000 per year

Legal, Regulatory, Compliance Project Management - Senior Consultant

. We help clients strategize and scale leveraging deep expertise and solutions in compliance and risk management, strategic... is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project...

Company: Sia
Location: New York City, NY
Posted Date: 20 Sep 2025

2026 Summer Intern - Legal & Compliance - Sophomore

Company Federal Reserve Bank of New York 2026 Summer Intern - Legal & Compliance - Sophomore When you work at the... experiences that will support them in their long-term careers. Our Unique Work: The Legal and Compliance Group comprises four...

Posted Date: 20 Sep 2025

Sr. Compliance Associate

activities for compliance with federal securities laws, FINRA requirements, and internal risk parameters. Help respond to ad hoc... of compliance procedures; support automation of compliance workflows. Collaborate with internal teams (Trading, Risk, Operations...

Posted Date: 19 Sep 2025

Compliance Officer

A growing healthcare company is seeking an experienced Compliance Officer to oversee compliance operations and ensure... adherence to regulatory requirements. This role requires a strong understanding of OMIG or similar compliance frameworks and the...

Company: Bhired
Location: Brooklyn, NY
Posted Date: 19 Sep 2025
Salary: $115000 - 130000 per year

Autonomous Vehicle Safety & Compliance Engineer

, compliance and safety decision making Utilize Quantified Risk Management (QRM) tools and methods (FMEDA, DFMEA, FTA and DFA... of technical safety audit and assessment, testing, risk, and compliance requirements Conduct technical engineering reviews...

Company: Lyft
Location: New York City, NY
Posted Date: 19 Sep 2025
Salary: $145000 - 185000 per year

Compliance Operations & Training Lead, Compliance & Control, S&P Global Ratings

a motivated professional to join the Ratings Compliance & Risk team as a Compliance Operations & Training Lead. This role focuses... Officer for Ratings Compliance & Risk. Responsibilities and Impact: Key Responsibilities: Lead the design, delivery...

Company: S&P Global
Location: New York City, NY
Posted Date: 18 Sep 2025
Salary: $150000 - 180000 per year

Compliance Associate – Swap Advisory

of responsibility. To report any breaches of policy to Compliance and/ or your supervisor as required. To escalate risk events.... Experience working in a regulated environment and knowledge of the risk and compliance requirements associated...

Company: Marex
Location: New York City, NY
Posted Date: 18 Sep 2025
Salary: $100000 - 130000 per year

VP, Compliance Officer, Investment Management

with our business partners in a constructive environment, seeking to empower success while achieving effective compliance risk...Looking to advance your career as a Compliance Officer and join a growing investment management business...

Company: Swiss Re
Location: New York City, NY
Posted Date: 18 Sep 2025
Salary: $124000 - 186000 per year

Financial Crimes Compliance QA - Analyst

General Department Description The Americas Compliance Department (ACD) manages compliance risk in the United States... improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk. Assist in the...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 18 Sep 2025
Salary: $95000 per year

VP Compliance- AI Technology

across compliance workflows, enabling automation, intelligent decision-making, and scalable risk management. Design and implement...'s compliance infrastructure. Establish and oversee frameworks for responsible AI use, including risk assessments, transparency...

Company: Moody's
Location: New York City, NY
Posted Date: 18 Sep 2025

Senior Regulatory Compliance Analyst

THE WORK: Ripple is growing its Regulatory Compliance team and is seeking an experienced Senior Analyst... of our Global Regulatory Compliance Program. Ripple's Regulatory Compliance team defines, supports, and maintains...

Company: Ripple
Location: New York City, NY
Posted Date: 17 Sep 2025

Temporary Internal Auditor- Consumer Compliance

. Conduct monitoring and testing to assess the effectiveness of compliance controls. Participate in risk assessments... one like you and that’s why there’s nowhere like RSM. RSM is seeking a detail-oriented and proactive Consumer Compliance Audit Specialist...

Posted Date: 17 Sep 2025
Salary: $66 - 79 per hour

Compliance Testing Consultant

with other teams internally and updating/maintaining the compliance risk assessment and compliance testing program as needed! Work... program, along with the compliance risk assessments MPI does not discriminate on the basis of race, color, religion, sex...

Company: Michael Page
Location: Manhattan, NY
Posted Date: 17 Sep 2025
Salary: $62395 per year

Privacy Compliance Lead

of everything we do. Expectations are high, and so are the rewards. Robinhood's Privacy Engineering team is looking for a Privacy Compliance Lead... to join our growing Privacy team. As part of the team, you'll help shape the privacy compliance and program strategy while coordinating...

Company: Robinhood
Location: New York City, NY
Posted Date: 13 Sep 2025
Salary: $166000 - 195000 per year

Director, Supply Chain Sustainability & Compliance

Job Description: General Summary The Director of Supply Chain Sustainability & Compliance is responsible... on sustainability risks, opportunities, and regulatory trends. Oversee core compliance and sustainability programs including Human...

Posted Date: 13 Sep 2025

BSA/AML Compliance Director

Job Description: BSA/AML Compliance Director Guggenheim Securities Position Summary The BSA/AML Director... develops, implements, administers, and maintains all aspects of the bank’s Bank Secrecy Act/Anti-Money Laundering Compliance...

Posted Date: 12 Sep 2025
Salary: $185000 - 200000 per year