Looking to advance your career as a Compliance Officer and join a growing investment management business... years' experience as a compliance officer, preferably with at least 3 years' experience with an SEC-registered investment...
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance... group (the Group) in its Global Compliance Department. The Group is responsible for the implementation and management of the...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... - VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment...
Job description Business type Types of Jobs - Compliance / Financial Security Job title Compliance Officer - Compliance Risk Assessment... - VP Contract type Permanent Contract Job summary Summary: Reporting to the Head of Compliance Risk Assessment...
Senior Compliance Officer – SEC-Registered Investment Adviser A leading global financial institution is seeking... a Senior Compliance Officer to join its growing U.S. compliance team. This is a high-impact role focused on supporting the firm...
Senior Compliance Officer – SEC-Registered Investment Adviser A leading global financial institution is seeking... a Senior Compliance Officer to join its growing U.S. compliance team. This is a high-impact role focused on supporting the firm...
of Data Governance GI Business Partners: GI Front Office, Investment Compliance, GI Data Management (Japan), Investment... to our asset-liability profile and liquidity and capital requirements. GI has primary investment and asset management...
of Data Governance GI Business Partners: GI Front Office, Investment Compliance, GI Data Management (Japan), Investment... to our asset-liability profile and liquidity and capital requirements. GI has primary investment and asset management...
Controller/Assistant Treasurer and the Chief Investment Officer to ensure that cash balances and operating endowment draws... staff to achieve the purposes of the office. Compliance and Risk Management: Ensure compliance with applicable federal...
Compliance Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based... and reporting functions with a focus on regulatory reporting and management of strategic initiatives. The Ares Compliance...
Job Title: VP, IT Enablement Services, Program Management Take the next step in your career with us. Allied World... closely with investment, risk, and compliance teams to ensure portfolios are managed within guidelines. Support: Assist...