documentation is retained to support testing outcome. As part of an effective risk and control framework, Testing & Assessment... policies, procedures, and regulatory requirements to mitigate operational risk to the firm Execute testing of RCSA controls...
to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the Compliance, Conduct... and Operational Risk (CCOR) organization, you will be responsible for the execution of related testing activities, ensuring proper...
to be best-in-class. As a Trade Surveillance Vice President on the Specialized Testing Team within the Compliance, Conduct... and Operational Risk (CCOR) organization, you will be responsible for the execution of related testing activities, ensuring proper...
. As a Compliance Risk Management Lead, within the Asset & Wealth Management CCOR, you will support the marketing compliance program...: Line of Business (LOB), Product, Supervision, Legal, Controls, Digital, Social Media, Risk/Compliance teams...
Controls and Monitors, Risk Identification and Assessment, Statistics. Other Relevant Skills For complementary skills... with the Citi Model Risk Management Policy. Evaluating testing approach and results for individual models in accordance...