Looking to advance your career as a Compliance Officer and join a growing investment management business... Investment Advisers Act of 1940. Assessing compliance risk and impact to financial activities. Providing advice and guidance...
within the overall Compliance program and is responsible for overseeing the management of compliance risk. Advisory... is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product...
As the AML/BSA Officer at BitPay, you will be instrumental in ensuring that our compliance and risk operations meet... to management regarding risk limitations. Keep management updated on risk mitigation efforts, including regular reporting to senior...
. Keep management updated on risk mitigation efforts, including regular reporting to senior management and the Board... Friday evening beer and game nights! AML/BSA Officer Remote Full Time Experienced As the AML/BSA Officer at BitPay...
U.S. Compliance Officer, Full Time - New York What will you do? Providing advisory and monitoring activities in support..., enhance, develop relevant compliance policies and procedures; Guarding reputational and regulatory risk for each business...
of benefits to its employees. Role Description The successful candidate will serve as the Chief Compliance Officer (CCO... regulatory requirements. This includes global policies, standards, processes, regulatory reporting, training, and maintenance...
Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets... of all stakeholders including regulatory authorities and overseeing the remediation of findings and accurate regulatory reporting...
strong risk-adjusted returns. Since 1971, our people have shaped our organization through a high-performance inclusive culture... Officer to join its global compliance team within the Legal and Compliance Department. This role will support the...
Officer. Your expertise ideally 2-3 years of experience as a risk/supervisory manager, or other substantive leadership...Business Divisions Global Wealth Management Your role Are you an expert on risk and supervision? Do you know...
for a talented and motivated Associate General Counsel & Compliance Officer to join our Legal and Compliance team, reporting directly... and risk management firm that offers a best-in-class, end-user focused derivatives platform (“DerivativeEDGE” or “EDGE...
Company: MMC Corporate Description: Marsh McLennan Agency (MMA) is seeking a Senior Compliance Officer, Operations... colleagues. Please note that there's a 3-day per week in-office requirement for this role. What you can expect: Reporting...
Reporting to the Executive Director, the Administrative Hearing Officer conducts hearings to determine whether occupants... and safety, and increasing opportunities for equitable growth. Your Team The Administrative Hearing Officer will be a key...
Flow Traders is looking for Compliance Officer to join our Compliance team in New York. The ideal candidate is process... controls related to regulatory obligations that are designed to mitigate various types of compliance and operational risk...
, and regulatory reporting, ensuring adherence to data breach notification laws. Conduct privacy impact assessments (PIAs) and risk...Major League Soccer (MLS) is seeking an experienced Chief Information Security Officer (CISO) to lead data privacy...
reporting, ensuring adherence to data breach notification laws. Conduct privacy impact assessments (PIAs) and risk assessments...Overview: Major League Soccer (MLS) is seeking an experienced Chief Information Security Officer (CISO) to lead data...
CHIEF FINANCIAL OFFICER (Queens, NY, Hybrid) MISSION STATEMENT The Growing Up Green Charter School (GUGCS) supports.... SUMMARY OF JOB GUGCS seeks an experienced charter school Chief Financial Officer (CFO) to lead financial strategy, planning...
career. Brown Brothers Harriman is currently recruiting an Investment Officer to join our Investment Research Group (“IRG... portfolios associated with those recommendations. The Investment Officer will operate as a generalist, helping to source...
for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head... Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position...
for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head... Compliance Officer / Advisory (Financial Security) Contract type Permanent Contract Job summary Summary: This position...
Market Team, reporting directly to the Market Supervisory Officer. Your expertise ideally 2-3 years of experience...Business Divisions Global Wealth Management Your role Are you an expert on risk and supervision? Do you know...