Qualifications: Bachelor’s degree in Finance or Business · 7 to 10+ years of direct security-based swap dealer compliance... a seasoned compliance officer that has prior securities and swap dealer experience. The primary objective is to work...
Qualifications Bachelor’s degree in Finance or Business · 7 to 10+ years of direct security-based swap dealer compliance... a seasoned compliance officer that has prior securities and swap dealer experience. The primary objective is to work...
Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core...
businesses. This Compliance Officer is a key member of the TDS US Core Compliance Team and U.S. Wholesale Compliance Group..., required. JD desirable but not required. 5-7 years of experience with a registered US broker dealer, swap dealer, Global...
Qualifications This Compliance Officer is a key member of the TDS US Compliance Regulatory Initiatives Team and U.S. Wholesale..., or a similar degree, required. JD desirable but not required. Experience as Volcker Rule Compliance Officer at complex...
, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core... desirable but not required. 7 years of experience with a registered US broker dealer, swap dealer, Global Systematically...