Industry/Sector Not Applicable Specialism Data, Analytics & AI Management Level Senior Associate... and algorithms for various applications. As a Senior Associate you will analyze complex problems, mentor others, and maintain...
, challenging the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer within the Compliance... and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business...
of experience in employee trade surveillance to administer trading policies, manage restricted lists, and use compliance monitoring... trading program, monitoring employee trades to prevent conflicts of interest and ensure policy compliance. Participate...
an accommodation. BASIC FUNCTION: The Risk, Compliance, and Strategic Initiative Associate will advise the AVP and Senior Director... of Contract Administration on contractual risk transfer & insurance matters, state-wide compliance reporting, and strategic...
: Associate Director, Equal Opportunity & Compliance Reports to: Director of Equal Opportunity, Compliance, and Title IX... Associate Director will assist the Director in providing compliance support to the University. This includes working...
The Senior Compliance Associate supports CTC Trading Group, with a strong focus on our Broker Dealer entities.... As a member of our Broker Dealer compliance team, you will help support our client-facing operations and uphold our commitment...
is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the Research... and examination work on Trust Company charters for compliance with relevant laws, regulations, guidance, and supervisory expectations...
to exchanges and technology-powered services. For more information visit Purpose of Role: The Compliance Associate – Swap... in dealings with senior business personnel. Ability to make, support and defend difficult and complex regulatory/compliance...
are in place. We are seeking an Associate, Compliance based in New York to assist with regulatory reviews, examinations... market joined together on our centralized platform. Team Overview The Compliance team at EquiLend supports the firm...
, Underwriting, Risk Management, Compliance, IT Risk and Training committees. The Compliance Advisory Associate role assists... planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities...
. We help clients strategize and scale leveraging deep expertise and solutions in compliance and risk management, strategic... across compliance, operations, and technology. You will work both independently and collaboratively to manage deliverables, guide teams...
and assisting senior compliance personnel within the Registered Funds Compliance group with strategic projects. This role... is available at . Follow @blackstone on , , and . Business Unit: Blackstone’s Registered Funds Compliance Group. This position will focus...
of benefits to its employees. Role Description SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing... Department's Financial Crimes Compliance team (“the FCC Audit Team”) for the Americas function. It reports to a director...
Senior Compliance Associate/Manager New York, New York, United States (On-site) Our client, a top-tier UHNW-focused... RIA and multi-family office based in New York City, is seeking a Senior Compliance Associate/Manager to join its growing...
Position Overview: The Purchasing Compliance Analyst reports to the Associate Manager of HLUS Strategic Sourcing... reports and dashboards for senior management review. Lead cross-functional compliance review meetings with Fujifilm group...
with the city and its agencies. The Problems You'll Solve The incumbent will report to the Deputy Director, Compliance... to: - Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative...
management and emergency preparedness. We are seeking an experienced and dynamic Director of Building Safety & Compliance... estate development and property management. Regulatory Compliance: Ensure compliance with federal, state, and local...
, mandate information and court outcome information; Assist the Compliance Manager, Associate Director of Compliance and senior... is also responsible for working with the Compliance Manager, the Associate Director of Compliance, and other Compliance Specialists...
Senior Associate – Digital Assets, Wallet Services Product Group At BNY, our culture allows us to run our company... is all about. Join us and be part of something extraordinary. We’re seeking a future team member for the role of Senior Associate to join our Digital...
Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Senior Associate... to be successful and progress in our careers, now and in the future. As a Senior Associate, you'll work as part of a team of problem solvers...